DFX Intelligence

C•••••• D• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C•••••• D• P•••••••

Advisor at S••••••• S•••••••• C•••••• M••••••••• L••

CORVALLIS, OR | Lake Oswego, OR

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• S•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• S•••••••• C•••••• M••••••••• L••	Independent wealth	May 15, 2015	n/a	yes	CORVALLIS, OR\|Lake Oswego, OR	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 23, 2009	Apr 13, 2015	no	VANCOUVER, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••••• S•••••••• C•••••• M••••••••• L••	Apr 13, 2015	May 15, 2015	32	Firm change	Other
V•••• F•••••••• A•••••••• I•••	L•• F•••••••• L••	Jul 23, 2009	Sep 23, 2009

Relationships

Registered with (3)

→ S••••••• S•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 15, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2009 to Apr 13, 2015factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2008 to Jul 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 27, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.