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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$275M••• Locked

Discretionary RAUM

$266M

Private client RAUM

$249Mderived••• Locked

Private client share

90%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$68.8Mderived

Graph

RIA / Wealth Management

Canonical id

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First observed

Mar 29, 2012

Last observed

Jul 1, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.