DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• R•••••••• I•••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• R•••••••• I••• | State registered | Feb 5, 2013 | n/a | yes | OVERLAND PARK, KS | Current employment |
| W••••••••• F•••••••• G••••• I••• | n/a | Jun 7, 2005 | Apr 4, 2006 | no | OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• R•••••••• I••• | H••••••• C•••••• M••••••••• I•• | Dec 31, 2012 | Apr 27, 2005 | -2,805 | Firm change after gap | Other |
| H••••••• C•••••• M••••••••• I•• | W••••••••• F•••••••• G••••• I••• | May 21, 2012 | Jun 7, 2005 |
| H••••••• C•••••• M••••••••• I•• | Former SEC adviser | Apr 27, 2005 | May 21, 2012 | no | OVERLAND PARK, KS | Previous registration |
| R••••••••• R•••••••• I••• | State registered | Mar 23, 1993 | Dec 31, 2012 | no | OVERLAND PARK, KS | Previous registration |
| R••••••••• R•••••••• I••• | State registered | Mar 23, 1993 | Dec 31, 2002 | no | OVERLAND PARK, KS | Previous registration |
| -2,540 |
| Firm change after gap |
| Other |
| W••••••••• F•••••••• G••••• I••• | R••••••••• R•••••••• I••• | Apr 4, 2006 | Feb 5, 2013 | 2,499 | Firm change after gap | Other |