RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• W•••••• O••••
- R••••••••• R•••••••• I••• state registered currentsince Feb 5, 2013 · Overland Park, Ks
- W••••••••• F•••••••• G••••• I••• unclassifiedJun 7, 2005 to Apr 4, 2006 · Overland Park, Ks
- H••••••• C•••••• M••••••••• I•• formerApr 27, 2005 to May 21, 2012 · Overland Park, Ks
- R••••••••• R•••••••• I••• state registeredMar 23, 1993 to Dec 31, 2002 · Overland Park, Ks
- R••••••••• R•••••••• I••• state registeredMar 23, 1993 to Dec 31, 2012 · Overland Park, Ks
- R••••••••• R•••••••• I••• to H••••••• C•••••• M••••••••• I••left Dec 31, 2012, registered Apr 27, 2005 (-2805 days) · Other
- H••••••• C•••••• M••••••••• I•• to W••••••••• F•••••••• G••••• I•••left May 21, 2012, registered Jun 7, 2005 (-2540 days) · Other
- W••••••••• F•••••••• G••••• I••• to R••••••••• R•••••••• I•••left Apr 4, 2006, registered Feb 5, 2013 (2499 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address