DFX Intelligence

G•••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G•••••• C••••••• L••

CRD 313464

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:2a863d10-78ce-6e9b-83f5-84562ddb9143

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 24
On other graphs: 0
Observed: May 28, 2021 to May 5, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $145M••• Locked
Discretionary RAUM: $145M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $145Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• A•••• M•••••	n/a	JACKSONVILLE, FL	0	19	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••••• T••••••••• P••••••• V•••• L••	Other Private Fund	$87.6M	Dec 10, 2021	205	May 28, 2021	dropped	n/a
G•••••• T••••••••• P••••••• I••• L••	Other Private Fund	$43.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• J•••••••• M•••••••	Trustee	E	yes	12/2020	May 28, 2021	Dec 5, 2024
M•••••• R••••••• A•	MANAGING MEMBER	E	yes	06/2007	May 28, 2021	Dec 5, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$145M	$321M	-54.7%	$248M	-16.3%	2	3	1	1

Relationships

Advises (30)

→ G•••••• T••••••••• P••••••• X• L••Private fundHedge Fund, IA
Sep 16, 2022 to presentfactForm ADV
→ G•••••• C•••••• P•••••••• L••Private fundHedge Fund, IA
May 28, 2021 to presentfactForm ADV
→ G•••••• T••••••••• P••••••• I•• L••Private fundHedge Fund, IA
Dec 10, 2021 to presentfactForm ADV
→ E••••• F••••• V•••••• H•••••••• L••

Dated events

Occurred
May 5, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
May 5, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$9.8M
Occurred
May 5, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$35.8M
Occurred
May 5, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a863d10-78ce-6e9b-83f5-84562ddb9143
First observed: May 28, 2021
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.