DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• C••••••• L••
Latest filing May 5, 2026
First filing on the tape May 28, 2021 · 15 filings
SEC status approved since Jul 1, 2021
RAUM
$145M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$145M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$145M as of May 5, 2026
Mar 31, 2022$345M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 5, 2026
Mar 31, 20222 then
Employees (5.A)2 as of May 5, 2026
Mar 31, 20226 then
Private funds13 as of May 5, 2026
Mar 31, 202216 then
RAUM -55% over the last fiscal year-16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $145MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $11.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $145M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$145M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $145M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• A•••• M••••• | Jacksonville, Fl | Mar 16, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• T••• W••••• to D••••••••• T••••••••• A••••••• L••Nov 10, 2022 · Other
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• T••••••••• P••••••• V•••• L••no longer reported | Other Private Fund | $87.6M | 205 | May 28, 2021 |
| G•••••• T••••••••• P••••••• I••• L••no longer reported | Other Private Fund | $43.5M | 98 | May 28, 2021 |
| G•••••• D•••••• A•••• P••••••• Q•• L•• | Hedge Fund | $34.3M | 126 | Dec 10, 2021 |
| G•••••• T••••••••• P••••••• I•• L•• | Hedge Fund | $29.8M | 70 | May 28, 2021 |
| G•••••• D•••••• A•••• P•••••••• L•• | Hedge Fund | $24.0M | 96 | Dec 10, 2021 |
| G•••••• T••••••••• P••••••• I•• L•• | Hedge Fund | $22.8M | 97 | Dec 10, 2021 |
| G•••••• C•••••• P•••••••• L•• | Hedge Fund | $12.2M | 127 | May 28, 2021 |
| G•••••• T••••••••• P••••••• V•• B• Q•• L•• | Hedge Fund | $9.7M | 62 | Sep 16, 2022 |
| G•••••• T••••••••• P••••••• V••• L•• | Hedge Fund | $8.9M | 84 | Dec 10, 2021 |
| G•••••• T••••••••• P••••••• V• L••no longer reported | Other Private Fund | $7.1M | 95 | May 28, 2021 |
| D••• T••••••••• P••••••• I••• L•• | Hedge Fund | $6.6M | 33 | Mar 31, 2024 |
| G•••••• T••••••••• P••••••• I•• L•• | Hedge Fund | $6.0M | 59 | May 28, 2021 |
| G•••••• M••••• P•••••••• L•• | Hedge Fund | $5.8M | 98 | May 28, 2021 |
| G•••••• M••••• P••••••• I••• L•• | Hedge Fund | $5.3M | 57 | May 28, 2021 |
| G••••••••• P••••••• X• Q•• L•• | Hedge Fund | $4.8M | 22 | Sep 16, 2022 |
| D••• T••••••••• P••••••• I• L•• | Hedge Fund | $2.7M | 26 | Mar 29, 2023 |
| G•••••• T•••••••• P••••••• V•••••• L•• | Hedge Fund | $2.5M | 11 | Dec 10, 2021 |
| G•••••• T••••••••• P••••••• V•••• L•• | Hedge Fund | $2.4M | 84 | Dec 10, 2021 |
| D••• T••••••••• P••••••• I••• L•• | Hedge Fund | $2.1M | 39 | Mar 31, 2024 |
| D••• T••••••••• P••••••• I•• L•• | Hedge Fund | $1.8M | 20 | Mar 31, 2024 |
| G•••••• T••••••••• P••••••• V•• B• L•• | Hedge Fund | $1.5M | 25 | Sep 16, 2022 |
| G•••••• T••••••••• P••••••• X• L•• | Hedge Fund | $1.4M | 24 | Sep 16, 2022 |
| G•••••• T••••••••• P••••••• V•• L•• | Hedge Fund | $801,014 | 95 | May 28, 2021 |
| G•••••• T••••••••• P•••••••• L••no longer reported | Hedge Fund | $665,000 | 91 | May 28, 2021 |
| G•••••• T•••••••• P••••••• V•••• L•• | Hedge Fund | $563,968 | 27 | Dec 10, 2021 |
| G•••••• T•••••••• P••••••• V••••••• L•• | Hedge Fund | $471,746 | 25 | Dec 10, 2021 |
| G•••••• M••••• P••••••• I•• L•• | Hedge Fund | $212,803 | 14 | May 28, 2021 |
| G•••••• D•••••• A•••• P••••••• D••• L••no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• R••••••• A• · Managing Membercontrolsince 06/2007 · owns 75% or more
- M•••••• J•••••••• M••••••• · Trusteecontrolsince 12/2020 · owns 75% or more of T•• M••••• F••••• T•••• D•••• D••••••• 2••••••
- M•••••• R••••••• A•••• · Trusteecontrolsince 06/2021 · owns 75% or more of T•• T••• M••••• F••••• T•••• D•••• J••• 4• 2•••
- M•••••• J•••••••• M••••••• · Ownersince 06/2007 · owns less than 5%
- P•••••• L••••• L••• · Coosince 06/2023 · owns less than 5%
- S•••••• S••••• J••• · Chief Compliance Officersince 04/2023 · owns less than 5%
Entity owners
- T•• M••••• F••••• T•••• D•••• D••••••• 2•••••• · Ownerdirect · owns less than 5%
- T•• T••• M••••• F••••• T•••• D•••• J••• 4• 2••• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $320,941,185 to $145,311,042 (-55.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 2.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 2.4% percentile
What changed
consecutive filings, newest first
- Accounts · 24 to 13Feb 24, 2026 to Mar 31, 2026
- Advisory activities · 1 to 2Feb 24, 2026 to Mar 31, 2026
- Pooled vehicle clients · 24 to 13Feb 24, 2026 to Mar 31, 2026
- Assets in custody · $321M to $145MFeb 24, 2026 to Mar 31, 2026
- Employees · 3 to 2Feb 24, 2026 to Mar 31, 2026
- Private funds · 24 to 13Feb 24, 2026 to Mar 31, 2026
- Discretionary RAUM · $251M to $145MFeb 24, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $251M to $145MFeb 24, 2026 to Mar 31, 2026
- RAUM · $251M to $145MFeb 24, 2026 to Mar 31, 2026
- HQ city · MEMPHIS to JACKSONVILLEDec 19, 2025 to Feb 24, 2026
- HQ state · TN to FLDec 19, 2025 to Feb 24, 2026
- Discretionary RAUM · $321M to $251MDec 19, 2025 to Feb 24, 2026
- Pooled vehicle RAUM · $321M to $251MDec 19, 2025 to Feb 24, 2026
- RAUM · $321M to $251MDec 19, 2025 to Feb 24, 2026
- Accounts · 23 to 24Dec 5, 2024 to Mar 31, 2025
- Pooled vehicle clients · 23 to 24Dec 5, 2024 to Mar 31, 2025
- Assets in custody · $187M to $321MDec 5, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Dec 5, 2024 to Mar 31, 2025
- Private funds · 23 to 24Dec 5, 2024 to Mar 31, 2025
- Discretionary RAUM · $187M to $321MDec 5, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $187M to $321MDec 5, 2024 to Mar 31, 2025
- RAUM · $187M to $321MDec 5, 2024 to Mar 31, 2025
- Other offices · 2 to 1Oct 4, 2024 to Dec 5, 2024
- Assets in custody · $261M to $187MMar 31, 2024 to Oct 4, 2024
- Discretionary RAUM · $261M to $187MMar 31, 2024 to Oct 4, 2024
- Pooled vehicle RAUM · $261M to $187MMar 31, 2024 to Oct 4, 2024
- RAUM · $261M to $187MMar 31, 2024 to Oct 4, 2024
- Accounts · 22 to 23Apr 30, 2023 to Mar 31, 2024
- Pooled vehicle clients · 22 to 23Apr 30, 2023 to Mar 31, 2024
- Assets in custody · $250M to $261MApr 30, 2023 to Mar 31, 2024
- Employees · 4 to 3Apr 30, 2023 to Mar 31, 2024
- Financial planning clients · unset to 0Apr 30, 2023 to Mar 31, 2024
- Other offices · 1 to 2Apr 30, 2023 to Mar 31, 2024
- Private funds · 22 to 23Apr 30, 2023 to Mar 31, 2024
- Discretionary RAUM · $250M to $261MApr 30, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $250M to $261MApr 30, 2023 to Mar 31, 2024
- RAUM · $250M to $261MApr 30, 2023 to Mar 31, 2024
- Accounts · 21 to 22Mar 29, 2023 to Apr 30, 2023
- Pooled vehicle clients · 21 to 22Mar 29, 2023 to Apr 30, 2023
- Assets in custody · $248M to $250MMar 29, 2023 to Apr 30, 2023
Signals
8 dated events
- G•••••• C••••••• L•• reported RAUM $145.3M, down 42% from $250.9M (2026-02-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- G•••••• C••••••• L•• reported RAUM $320.9M, up 72% from $186.5M (2024-12-05 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Vea Amy Mills (Controller) no longer on Schedule A of G•••••• C••••••• L•• (listed 2023-03-29, absent 2023-04-30)Apr 30, 2023 · Control person left · inference
- Ray Matthew Walker (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of G•••••• C••••••• L•• (listed 2022-11-07, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- G•••••• C••••••• L•• reported RAUM $248.1M, down 37% from $396.6M (2022-11-07 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- M•••••• T••• W••••• left G•••••• C••••••• L•• for D••••••••• T••••••••• A••••••• L•• (registered 2023-08-09)Nov 10, 2022 · Advisor changed firm · fact
- Vea Amy Mills (Controller) appeared on Schedule A of G•••••• C••••••• L••Dec 10, 2021 · Control person joined · fact
- G•••••• C••••••• L•• filed its initial SEC registration (Form ADV)May 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gullane-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G••••••CAPITAL-IRM.INVESTORFLOW.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 901-766-1969reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $145Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026