This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES & ASSOCIATES, INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Aug 28, 2021

First registration

Jul 28, 2016

Dual registered

yes, broker-dealer

Other names

RAY CHARLES, JR.|EUGENE RAY CHARLES JR.|EUGENE RAY CHARLES, JR.|EUGENE RAY CHARLES|Eugene Charles

IAPD individual key

5822118

• Occurred

  Jan 16, 2024
  Advisor changed firm

  Eugene Ray Charles left Agw Capital Advisors for Raymond James & Associates, Inc. (registered 2024-07-19)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2a86d2d4-4148-fd13-823e-c32162f2e415

First observed

Jul 28, 2016

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.