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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

ROBERT KEITH GLASS

Advisor at WELLS FARGO ADVISORS

BIRMINGHAM, AL | HOOVER, AL

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Search this name across graphsid dfx:ria:2a888d18-653e-c9ca-11d7-aa1c3bd215ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 31, 1992
First registration: Jan 31, 2003
Dual registered: yes, broker-dealer
Other names: BOB BLASS|BOB GLASS|Bob Glass|ROBERT GLASS|ROBERT GLASS|Bob Glass|ROBERT Keith GLASS
IAPD individual key: 2122094

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 15, 2017	n/a	yes	BIRMINGHAM, AL\|HOOVER, AL	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 21, 2016	Oct 6, 2017	no	Vestavia, AL	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jun 26, 2015	Oct 11, 2016	no	BIRMINGHAM, AL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 25, 2015	no	Birmingham, AL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 8, 2006	Jun 1, 2009	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jul 10, 2003	May 8, 2006	no	BIRMINGHAM, AL	Previous registration
AMSOUTH INVESTMENT SERVICES, INC.	n/a	Jan 31, 2003	Jul 10, 2003	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WELLS FARGO ADVISORS	Oct 6, 2017	Nov 15, 2017	40	Firm change	Other
PNC MANAGED ACCOUNT SOLUTIONS, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Oct 11, 2016	Nov 21, 2016	41	Firm change	Other
MORGAN STANLEY	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jun 25, 2015	Jun 26, 2015	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	CITIGROUP GLOBAL MARKETS INC.	May 8, 2006	May 8, 2006	0	Firm change	Other
AMSOUTH INVESTMENT SERVICES, INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	Jul 10, 2003	Jul 10, 2003	0	Bulk transfer	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 15, 2017 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 21, 2016 to Oct 6, 2017factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jun 26, 2015 to Oct 11, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 25, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 8, 2006 to Jun 1, 2009factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jul 10, 2003 to May 8, 2006factForm ADV
→ AMSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 31, 2003 to Jul 10, 2003factForm ADV

Dated events

No dated event names this entity yet.