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Advisor at COMMONWEALTH FINANCIAL NETWORK
Carrollton, GA | PEACHTREE CITY, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 1, 2024 | n/a | yes | Carrollton, GA|PEACHTREE CITY, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 21, 2022 | Jun 25, 2024 | no | ATLANTA, GA|DULUTH, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 3, 2016 | Dec 1, 2022 | no | PEACHTREE CITY, GA|PEACHTREE CITY, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 18, 2012 | Jun 6, 2016 | no | PEACHTREE CITY, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | COMMONWEALTH FINANCIAL NETWORK | Jun 25, 2024 | Jul 1, 2024 | 6 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Dec 1, 2022 | Nov 21, 2022 | -10 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 6, 2016 | Jun 3, 2016 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:GA:2016-06-06 | Jun 6, 2016 | Jun 3, 2016 | PEACHTREE CITY, GA | Firm change |