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RIA / WealthAdvisorCertified Financial Planner21 years in industry

PETER JOHN TOMASSI

Advisor at TOMASSI FINANCIAL PLANNING, LLC

DERBY, KS

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Search this name across graphsid dfx:ria:2a926e61-13de-b908-616c-a0080f3cd272

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TOMASSI FINANCIAL PLANNING, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: May 31, 2005
First registration: Jun 1, 2005
Dual registered: no
Other names: PETER TOMASSI
IAPD individual key: 4935377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TOMASSI FINANCIAL PLANNING, LLC	State registered	Feb 22, 2013	n/a	yes	DERBY, KS	Current employment
RONALD BLUE & CO., LLC	Former SEC adviser	Aug 24, 2011	Nov 30, 2012	no	HOUSTON, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	May 3, 2010	Aug 9, 2011	no	SAN ANTONIO, TX	Previous registration
RIVERSTONE WEALTH MANAGEMENT	Former SEC adviser	May 18, 2009	Jan 15, 2010	no	SAN ANTONIO, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 1, 2005	May 13, 2009	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RONALD BLUE & CO., LLC	TOMASSI FINANCIAL PLANNING, LLC	Nov 30, 2012	Feb 22, 2013	84	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	RONALD BLUE & CO., LLC	Aug 9, 2011	Aug 24, 2011	15	Firm change	Other
RIVERSTONE WEALTH MANAGEMENT	USAA FINANCIAL PLANNING SERVICES	Jan 15, 2010	May 3, 2010	108	Firm change	Other
UBS FINANCIAL SERVICES INC.	RIVERSTONE WEALTH MANAGEMENT	May 13, 2009	May 18, 2009	5	Firm change	Other

Relationships

Registered with (5)

→ TOMASSI FINANCIAL PLANNING, LLCRegistered adviserregistration: current employment
Feb 22, 2013 to presentfactForm ADV
→ RONALD BLUE & CO., LLCRegistered adviserregistration: previous registration
Aug 24, 2011 to Nov 30, 2012factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
May 3, 2010 to Aug 9, 2011factForm ADV
→ RIVERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 18, 2009 to Jan 15, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 1, 2005 to May 13, 2009factForm ADV

Dated events

No dated event names this entity yet.