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Advisor at MML INVESTORS SERVICES, LLC
Las Cruces, NM | SPRINGFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 28, 2026 | n/a | yes | SPRINGFIELD, MA|Las Cruces, NM | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Dec 3, 2025 | no | LAS CRUCES, NM | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Oct 5, 2021 | Jun 29, 2023 | no | TUCSON, AZ|EL SEGUNDO, CA|LAS CRUCES, NM|LAS CRUCES, NM | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 12, 2019 | Nov 13, 2020 | no | OMAHA, NE | Previous registration |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | Former SEC adviser | Jul 21, 2016 | Jul 16, 2018 | no | West Des Moines, IA | Previous registration |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Jan 22, 2015 | Jul 2, 2015 | no | DALLAS, TX|WORTHINGTON, OH | Previous registration |
| CABANA ASSET MANAGEMENT | Asset manager | Feb 21, 2014 | Jun 11, 2014 | no | FAYETTEVILLE, AR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 10, 2013 | Dec 24, 2013 | no | PEORIA, AZ | Previous registration |
| WADDELL & REED | Former SEC adviser | Oct 13, 2009 | Jun 22, 2010 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | MML INVESTORS SERVICES, LLC | Dec 3, 2025 | May 28, 2026 | 176 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CETERA ADVISOR NETWORKS LLC | Nov 13, 2020 | Oct 5, 2021 | 326 | Firm change | Other |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jul 16, 2018 | Jun 12, 2019 | 331 | Firm change | Other |
| PROSPERA FINANCIAL SERVICES, INC. | FBL INVESTMENT MANAGEMENT SERVICES, INC. | Jul 2, 2015 | Jul 21, 2016 | 385 | Firm change | Other |
| CABANA ASSET MANAGEMENT | PROSPERA FINANCIAL SERVICES, INC. | Jun 11, 2014 | Jan 22, 2015 | 225 | Firm change | Other |
| LPL FINANCIAL LLC | CABANA ASSET MANAGEMENT | Dec 24, 2013 | Feb 21, 2014 | 59 | Firm change | Other |
| WADDELL & REED | LPL FINANCIAL LLC | Jun 22, 2010 | Jan 10, 2013 | 933 | Firm change after gap | Other |