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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

CABANA ASSET MANAGEMENT

CABANA LLC, CRD 151418

FAYETTEVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7abae167-cc77-8748-0c02-799d46fac177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 21
On other graphs: 0
Observed: Sep 15, 2016 to Sep 14, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $472MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $472M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $157Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3
SEC number: 801-108439
CIK: 1688539
CRD: 151418
Filings on the tape: 53
First filed: Sep 15, 2016
Latest filed: Sep 14, 2026
Organised: Limited Liability Company, AR
Website: thecabanagroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOUIS ABRAHAM SHAFF	n/a	FAYETTEVILLE, AR \| Plano, TX \| PLANO, TX	14	14	n/a	no
GEORGE CHADDWICK MASON	n/a	Fayetteville, AR \| FAYETTEVILLE, AR	13	33	1	no
MICHELLE Lynn ALSOBROOK	n/a	Lowell, AR \| FAYETTEVILLE, AR	1	21	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CABANA BLACK FUND, L.P.	Hedge Fund	$3.1M	Mar 31, 2023	9	Mar 31, 2020	reported	021-362632

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Carns, Christopher, Lloyd	Coo	Na	yes	05/2017	Jul 15, 2020	Mar 26, 2024
Carns, Christopher, Lloyd	BOARD MEMBER	F	yes	03/2021	Jul 15, 2020	Mar 26, 2024
CORIENT US HOLDINGS, LLC	Member	C	yes	06/2020	Mar 26, 2024	Mar 26, 2024
MASON, GEORGE, CHADDWICK	BOARD MEMBER	F	yes	06/2020	Sep 15, 2016	Mar 26, 2024
MASON, GEORGE, CHADDWICK	Ceo	Na	yes	09/2005	Sep 15, 2016	Mar 26, 2024
MOORE, ALBERT, ASHOK	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 31, 2023	Mar 26, 2024
Papamichalopoulos, Panagiotis	BOARD MEMBER	F	yes	05/2022	Mar 31, 2023	Mar 26, 2024
ROSS, JAMES, E	BOARD MEMBER	F	yes	06/2020	Jul 15, 2020	Mar 26, 2024
SHAFF, LOUIS, ABRAHAM	Cfo	Na	yes	05/2017	Sep 15, 2016	Mar 26, 2024
SHAFF, LOUIS, ABRAHAM	BOARD MEMBER	F	yes	06/2020	Sep 15, 2016	Mar 26, 2024
THE CABANA GROUP, LLC	MANAGING MEMBER	E	yes	05/2017	Jul 8, 2019	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CABANA FINANCIAL LLC	n/a	n/a	n/a	N	yes	n/a
CABANA LAW GROUP, PLLC	n/a	n/a	n/a	N	yes	n/a
HESSE, HESSE & BLYTHE, PC	n/a	n/a	n/a	N	no	n/a
PATRICK S. SCOBIE, P.C.	n/a	n/a	n/a	N	no	n/a
SCRUGGS RIDGE & COMPANY, CPAS PA	n/a	n/a	n/a	N	no	n/a
THE MAZZANTI FIRM	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Plano	TX	United States	6	no
LITTLE ROCK	Ar	United States	2	no
Denver	Co	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$472M	$472M	6	5	1	n/a	n/a
2023	Mar 26, 2024	$739M	$739M	22	17	3	n/a	n/a
2022	Mar 31, 2023	$1.5B	$1.5B	22	20	3	1	$3.1M
2021	Mar 30, 2022	$2.5B	$2.5B	26	19	3	1	$7.3M
2020	Mar 11, 2021	$1.3B	$1.3B	23	19	3	1	$3.4M
2019	Mar 31, 2020	$1.0B	$991M	22	17	3	1	$301,992
2018	Mar 19, 2019	$641M	$564M	23	17	4	n/a	n/a
2017	Mar 8, 2018	$410M	$388M	20	14	2	n/a	n/a
2016	Mar 29, 2017	$89.0M	$89.0M	16	13	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	100.0%	0	0	0	1	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$472M	n/a	n/a	$1.5B	-31.6%	6	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIGNAL ADVISORS WEALTH, LLC	2	Dec 24, 2025	Feb 2, 2026	DENVER, CO	Team lift out	Other	40.0%

Relationships

Affiliated with (4)

← CORIENTRegistered adviserother investment adviser, common control
factForm ADV
← SOCIUS FAMILY OFFICE, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ROOSEVELT INVESTMENTSRegistered adviserother investment adviser, common control
factForm ADV
← CABANA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (12)

← MICHELLE Lynn ALSOBROOKAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← GEORGE CHADDWICK MASONAdvisorregistration: current employment
Jan 4, 2013 to presentfactForm ADV
← LOUIS ABRAHAM SHAFFAdvisorregistration: current employment
Aug 6, 2012 to presentfactForm ADV
← PATRICK SEAN SCOBIEAdvisorregistration: previous registration
May 5, 2015 to Dec 24, 2025factForm ADV
← Ian James ScobieAdvisorregistration: previous registration
Nov 12, 2019 to Dec 24, 2025factForm ADV
← TAYLOR MURPHY WOODARDAdvisorregistration: previous registration
Jul 13, 2020 to Oct 21, 2025factForm ADV
← CHRISTOPHER MARK MAGANNAdvisorregistration: previous registration
Dec 13, 2018 to Dec 12, 2024factForm ADV
← DANIEL RAY SNOVERAdvisorregistration: previous registration
Feb 8, 2019 to Jul 7, 2020factForm ADV
← KELLY SUZANNE MAJDANAdvisorregistration: previous registration
Sep 20, 2018 to Jun 14, 2019factForm ADV
← NIKIFOR ALEXANDROV PAUNOVAdvisorregistration: previous registration
Feb 2, 2016 to Jun 1, 2018factForm ADV
← DAVID MERSKYAdvisorregistration: previous registration
Nov 5, 2015 to Aug 31, 2017factForm ADV
← Thomas Norman ZirbelAdvisorregistration: previous registration
Feb 21, 2014 to Jun 11, 2014factForm ADV

Advises (1)

→ CABANA BLACK FUND, L.P.Private fundHedge Fund, IA
Mar 31, 2020 to presentfactForm ADV

Moved with (1)

→ SIGNAL ADVISORS WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Dec 24, 2025 to Feb 2, 2026factForm ADV

Controls (8)

← MASON, GEORGE, CHADDWICKOwnerBOARD MEMBER, ownership code F, individual
Sep 15, 2016 to Mar 26, 2024factForm ADV
← SHAFF, LOUIS, ABRAHAMOwnerBOARD MEMBER, ownership code F, individual
Sep 15, 2016 to Mar 26, 2024factForm ADV
← MOORE, ALBERT, ASHOKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2023 to Mar 26, 2024factForm ADV
← Carns, Christopher, LloydOwnerBOARD MEMBER, ownership code F, individual
Jul 15, 2020 to Mar 26, 2024factForm ADV
← ROSS, JAMES, EOwnerBOARD MEMBER, ownership code F, individual
Jul 15, 2020 to Mar 26, 2024factForm ADV
← Papamichalopoulos, PanagiotisOwnerBOARD MEMBER, ownership code F, individual
Mar 31, 2023 to Mar 26, 2024factForm ADV
← CORIENT US HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Mar 26, 2024 to Mar 26, 2024factForm ADV
← THE CABANA GROUP, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 8, 2019 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor headcount changed
Cabana Asset Management reported 3 state-registered advisory representatives, down from 13 (2025-12-24 to 2026-03-30)
Form ADVobserved 5 days ago
-10 IARS
Occurred
Dec 24, 2025
Team lift-out
2 advisors left Cabana Asset Management (Denver, CO) for Signal Advisors Wealth, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 24, 2025
Advisor changed firm
Patrick Sean Scobie left Cabana Asset Management for Signal Advisors Wealth, Llc (registered 2026-02-02)
Form ADVobserved 5 days ago
Occurred
Dec 24, 2025
Advisor changed firm
Ian James Scobie left Cabana Asset Management for Signal Advisors Wealth, Llc (registered 2026-01-21)
Form ADVobserved 5 days ago
Occurred
Oct 21, 2025
Advisor changed firm
Taylor Murphy Woodard left Cabana Asset Management for Luxon Brown (registered 2026-01-12)
Form ADVobserved 5 days ago
Occurred
Dec 12, 2024
Advisor changed firm
Christopher Mark Magann left Cabana Asset Management for Luxon Brown (registered 2025-02-28)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Cabana Asset Management reported RAUM $738.6M, down 50% from $1.5B (2023-03-31 to 2024-03-26)
Form ADVobserved 5 days ago
$-738M
Occurred
Mar 31, 2023
Regulatory AUM changed
Cabana Asset Management reported RAUM $1.5B, down 41% from $2.5B (2022-10-07 to 2023-03-31)
Form ADVobserved 5 days ago
$-1.0B
Occurred
Mar 31, 2023
Control person joined
Ashok Albert Moore (Chief Compliance Officer) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Panagiotis Papamichalopoulos (Board Member) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
David Poster (Board Member) no longer on Schedule A of Cabana Asset Management (listed 2022-10-07, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
Kenneth Steven Weiss (Chief Compliance Officer) no longer on Schedule A of Cabana Asset Management (listed 2022-10-07, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Nov 17, 2021
Regulatory AUM changed
Cabana Asset Management reported RAUM $2.1B, up 60% from $1.3B (2021-09-23 to 2021-11-17)
Form ADVobserved 5 days ago
$808M
Occurred
Mar 11, 2021
Control person left
Giuseppe Daniel Ippolito (Chief Compliance Officer) no longer on Schedule A of Cabana Asset Management (listed 2020-12-21, absent 2021-03-11)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2021
Control person joined
Kenneth Steven Weiss (Chief Compliance Officer) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Jul 15, 2020
Control person joined
Lloyd Christopher Carns (Coo) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Jul 15, 2020
Control person joined
E James Ross (Board Member) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Jul 15, 2020
Control person joined
David Poster (Board Member) appeared on Schedule A of Cabana Asset Management
Form ADVobserved 5 days ago
Occurred
Jul 8, 2019
Regulatory AUM changed
Cabana Asset Management reported RAUM $872.8M, up 36% from $640.7M (2019-04-26 to 2019-07-08)
Form ADVobserved 5 days ago
$232M
Occurred
Mar 8, 2018
Regulatory AUM changed
Cabana Asset Management reported RAUM $410.5M, up 36% from $301.2M (2017-11-07 to 2018-03-08)
Form ADVobserved 5 days ago
$109M
Occurred
Sep 15, 2016
First Form ADV filing
Cabana Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7abae167-cc77-8748-0c02-799d46fac177
First observed: Sep 15, 2016
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CABANA ASSET MANAGEMENT

CABANA LLC, CRD 151418

FAYETTEVILLE, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7abae167-cc77-8748-0c02-799d46fac177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOUIS ABRAHAM SHAFF

n/a

FAYETTEVILLE, AR | Plano, TX | PLANO, TX

n/a

GEORGE CHADDWICK MASON

n/a

Fayetteville, AR | FAYETTEVILLE, AR

MICHELLE Lynn ALSOBROOK

n/a

Lowell, AR | FAYETTEVILLE, AR

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CABANA BLACK FUND, L.P.

Hedge Fund

$3.1M

Mar 31, 2023

Mar 31, 2020

reported

021-362632

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Carns, Christopher, Lloyd

Coo

yes

05/2017

Jul 15, 2020

Mar 26, 2024

Carns, Christopher, Lloyd

BOARD MEMBER

yes

03/2021

Jul 15, 2020

Mar 26, 2024

CORIENT US HOLDINGS, LLC

Member

yes

06/2020

Mar 26, 2024

MASON, GEORGE, CHADDWICK

BOARD MEMBER

yes

06/2020

Sep 15, 2016

Mar 26, 2024

MASON, GEORGE, CHADDWICK

Ceo

yes

09/2005

Sep 15, 2016

Mar 26, 2024

MOORE, ALBERT, ASHOK

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 31, 2023

Mar 26, 2024

Papamichalopoulos, Panagiotis

BOARD MEMBER

yes

05/2022

Mar 31, 2023

Mar 26, 2024

ROSS, JAMES, E

BOARD MEMBER

yes

06/2020

Jul 15, 2020

Mar 26, 2024

SHAFF, LOUIS, ABRAHAM

Cfo

yes

05/2017

Sep 15, 2016

Mar 26, 2024

SHAFF, LOUIS, ABRAHAM

BOARD MEMBER

yes

06/2020

Sep 15, 2016

Mar 26, 2024

THE CABANA GROUP, LLC

MANAGING MEMBER

yes

05/2017

Jul 8, 2019

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CABANA FINANCIAL LLC

n/a

yes

n/a

CABANA LAW GROUP, PLLC

n/a

yes

n/a

HESSE, HESSE & BLYTHE, PC

n/a

PATRICK S. SCOBIE, P.C.

n/a

SCRUGGS RIDGE & COMPANY, CPAS PA

n/a

THE MAZZANTI FIRM

n/a

City

State

Country

Employees

Also broker-dealer

Plano

United States

LITTLE ROCK

United States

Denver

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$472M

n/a

2023

Mar 26, 2024

$739M

n/a

2022

Mar 31, 2023

$1.5B

$3.1M

2021

Mar 30, 2022

$2.5B

$7.3M

2020

Mar 11, 2021

$1.3B

$3.4M

2019

Mar 31, 2020

$1.0B

$991M

$301,992

2018

Mar 19, 2019

$641M

$564M

n/a

2017

Mar 8, 2018

$410M

$388M

n/a

2016

Mar 29, 2017

$89.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$472M

n/a

$1.5B

-31.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIGNAL ADVISORS WEALTH, LLC

Dec 24, 2025

Feb 2, 2026

DENVER, CO

Team lift out

Other

40.0%