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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

John Nordstrom

Advisor at CHARLES SCHWAB & CO., INC.

Sacramento, CA

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Search this name across graphsid dfx:ria:2aa72e4f-bdd1-c6a0-9c95-b09778a92f03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 10, 2005
First registration: Aug 29, 2006
Dual registered: yes, broker-dealer
Other names: John Nordstrom|JOHN P NORDSTROM|John Paul Nordstrom|Johnny Nordstrom
IAPD individual key: 5029470

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 7, 2021	n/a	yes	Sacramento, CA	Current employment
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Aug 17, 2021	Sep 17, 2021	no	Auburn, CA\|GREENWOOD VILLAGE, CO	Previous registration
EDWARD JONES	National bd RIA	Dec 20, 2018	Apr 1, 2021	no	GRANITE BAY, CA\|GRANITE BAY, CA	Previous registration
PROTECTION POINT ADVISORS	Former SEC adviser	Oct 10, 2018	Jan 4, 2019	no	ROSEVILLE, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 2, 2018	Dec 24, 2018	no	Roseville, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 17, 2017	Apr 11, 2018	no	ROSEVILLE, CA\|SACRAMENTO, CA\|ROSEVILLE, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 30, 2010	Feb 17, 2017	no	JACKSONVILLE, FL\|ROSEVILLE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 29, 2006	Jan 17, 2008	no	GRANGER, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PERSONAL CAPITAL ADVISORS CORPORATION	CHARLES SCHWAB & CO., INC.	Sep 17, 2021	Oct 7, 2021	20	Firm change	RIA to ibd
EDWARD JONES	PERSONAL CAPITAL ADVISORS CORPORATION	Apr 1, 2021	Aug 17, 2021	138	Firm change	Ibd to RIA
PROTECTION POINT ADVISORS	EDWARD JONES	Jan 4, 2019	Dec 20, 2018	-15	Firm change	RIA to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PROTECTION POINT ADVISORS	Dec 24, 2018	Oct 10, 2018	-75	Firm change after gap	Other
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 11, 2018	Apr 2, 2018	-9	Firm change	RIA to ibd
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Feb 17, 2017	Feb 17, 2017	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	STRATEGIC ADVISERS LLC	Jan 17, 2008	Aug 30, 2010	956	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:291805:CA:2018-12-24	Dec 24, 2018	Oct 10, 2018	ROSEVILLE, CA	Firm change after gap
6413:134139:CA:2018-04-11	Apr 11, 2018	Apr 2, 2018	ROSEVILLE, CA	Firm change

Relationships

Registered with (8)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 7, 2021 to presentfactForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Aug 17, 2021 to Sep 17, 2021factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 20, 2018 to Apr 1, 2021factForm ADV
→ PROTECTION POINT ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2018 to Jan 4, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 2, 2018 to Dec 24, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 17, 2017 to Apr 11, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 30, 2010 to Feb 17, 2017factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 29, 2006 to Jan 17, 2008factForm ADV

Dated events

No dated event names this entity yet.