DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Nordstrom
Certified Financial Planner
Feed of 09/14/2026
Also filed as John Nordstrom
At current firm
4 y
since Oct 7, 2021
In the industry
20 y
since Nov 10, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Oct 7, 2021 · Sacramento, Ca
- Personal Capital Advisors Corporation formerAug 17, 2021 to Sep 17, 2021 · Auburn, Ca
- Edward Jones national BDDec 20, 2018 to Apr 1, 2021 · Granite Bay, Ca
- Protection Point Advisors formerOct 10, 2018 to Jan 4, 2019 · Roseville, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedApr 2, 2018 to Dec 24, 2018 · Roseville, Ca
- LPL Financial LLC BD affiliatedFeb 17, 2017 to Apr 11, 2018 · Roseville, Ca
- Strategic Advisers LLC national BDAug 30, 2010 to Feb 17, 2017 · Jacksonville, Fl
- Wells Fargo Investments, LLC unclassifiedAug 29, 2006 to Jan 17, 2008 · Granger, In
Moves
a registration end followed by a registration begin elsewhere
- Personal Capital Advisors Corporation to Charles Schwab & Co., Inc.left Sep 17, 2021, registered Oct 7, 2021 (20 days) · RIA to affiliated broker-dealer or bank
- Edward Jones to Personal Capital Advisors Corporationleft Apr 1, 2021, registered Aug 17, 2021 (138 days) · Affiliated broker-dealer or bank to independent RIA
- Protection Point Advisors to Edward Jonesleft Jan 4, 2019, registered Dec 20, 2018 (-15 days) · RIA to affiliated broker-dealer or bank
- Cambridge Investment Research Advisors, Inc. to Protection Point Advisorsleft Dec 24, 2018, registered Oct 10, 2018 (-75 days) · Other · moved with a team
- LPL Financial LLC to Cambridge Investment Research Advisors, Inc.left Apr 11, 2018, registered Apr 2, 2018 (-9 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Strategic Advisers LLC to LPL Financial LLCleft Feb 17, 2017, registered Feb 17, 2017 (0 days) · Other
- Wells Fargo Investments, LLC to Strategic Advisers LLCleft Jan 17, 2008, registered Aug 30, 2010 (956 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address