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RIA / WealthAdvisor38 years in industry

ANTHONY PAUL VICARI

Advisor at SVB ASSET MANAGEMENT

Boston, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SVB ASSET MANAGEMENT
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 17, 1988
First registration: Oct 24, 2007
Dual registered: no
Other names: ANTHONY P VICARI
IAPD individual key: 1708885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB ASSET MANAGEMENT	Other adviser	Mar 6, 2019	n/a	yes	Boston, MA	Current employment
TETRAD CAPITAL LLC	n/a	Jan 9, 2015	Nov 20, 2017	no	SANTA ANA, CA	Previous registration
FISHER INVESTMENTS	Independent wealth	Jun 20, 2013	Oct 6, 2014	no	SANTA ANA, CA\|PLANO, TX	Previous registration
DEFINED RETIREMENT SOLUTIONS, LLC	n/a	Jun 1, 2012	Jul 24, 2013	no	SANTA ANA, CA	Previous registration
CAPITAL ADVISORS GROUP, INC	Other adviser	Oct 24, 2007	Oct 12, 2011	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TETRAD CAPITAL LLC	SVB ASSET MANAGEMENT	Nov 20, 2017	Mar 6, 2019	471	Firm change after gap	Other
FISHER INVESTMENTS	TETRAD CAPITAL LLC	Oct 6, 2014	Jan 9, 2015	95	Firm change	Other
DEFINED RETIREMENT SOLUTIONS, LLC	FISHER INVESTMENTS	Jul 24, 2013	Jun 20, 2013	-34	Firm change after gap	Other
CAPITAL ADVISORS GROUP, INC	DEFINED RETIREMENT SOLUTIONS, LLC	Oct 12, 2011	Jun 1, 2012	233	Firm change	Other

Relationships

Registered with (5)

→ SVB ASSET MANAGEMENTRegistered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ TETRAD CAPITAL LLCRegistered adviserregistration: previous registration
Jan 9, 2015 to Nov 20, 2017factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 20, 2013 to Oct 6, 2014factForm ADV
→ DEFINED RETIREMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 1, 2012 to Jul 24, 2013factForm ADV
→ CAPITAL ADVISORS GROUP, INCRegistered adviserregistration: previous registration
Oct 24, 2007 to Oct 12, 2011factForm ADV

Dated events

No dated event names this entity yet.