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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

CAPITAL ADVISORS GROUP, INC

CRD 112000

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55259897-3752-6922-5856-2b31b66ea5e0

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 4
On other graphs: 0
Observed: Mar 19, 2012 to Mar 29, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $23BItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $23B
Private client RAUM: $17.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $3.8Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 33
Advisory employees: 20
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 236
High net worth clients: 5
SEC number: 801-60262
CRD: 112000
Filings on the tape: 27
First filed: Mar 19, 2012
Latest filed: Mar 29, 2026
Organised: Corporation, DE
Website: capitaladvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMIN KLOPP CAMPBELL	n/a	NEWTON, MA	26	42	n/a	no
KATE ELIZABETH RYAN	n/a	NEWTON, MA	24	25	n/a	no
MARC BRADFORD ST. ANDRE	n/a	NEWTON, MA	24	24	n/a	no
LANCE PAN	Chartered Financial Analyst	NEWTON, MA	22	23	n/a	no
STEFAN TAYLOR SPAZEK	n/a	BOSTON, MA	18	20	n/a	no
Matthew Ryan Paniati	n/a	BOSTON, MA	7	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENJAMIN K. CAMPBELL TRUST OF 2011	Owner	B	yes	07/2011	Apr 1, 2013	Apr 15, 2024
CAMPBELL FAMILY 1998 IRREVOCABLE TRUST	Owner	C	yes	11/1998	Mar 19, 2012	Apr 15, 2024
CAMPBELL FAMILY 2019 IRREVOCABLE TRUST	Owner	B	yes	12/2019	Mar 31, 2020	Apr 15, 2024
CAMPBELL, BENJAMIN, KLOPP	Trustee	C	yes	12/2011	Mar 19, 2012	Apr 15, 2024
CAMPBELL, BENJAMIN, KLOPP	Ceo	Na	yes	06/1991	Mar 19, 2012	Apr 15, 2024
CAMPBELL, KARYN, WEBB	Trustee	C	yes	11/1998	Mar 19, 2012	Apr 15, 2024
KNOX, JR., NORTHRUP, R.	Trustee	C	yes	11/1998	Mar 19, 2012	Apr 15, 2024
PHILLIPS III, ASA, E.	Trustee	C	yes	11/1998	Mar 19, 2012	Apr 15, 2024
SALEMI, STEPHEN, RICHARD	PRESIDENT & CHIEF OPERATING OFFICER	A	yes	03/2015	Mar 19, 2012	Apr 15, 2024
TONEY, KARI, ELIZABETH	CHIEF COMPLIANCE OFFICER	Na	yes	10/2006	Mar 19, 2012	Apr 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KARI TONEY	n/a	n/a	n/a	Y	yes	n/a
STEFAN SPAZEK	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Fairfield	Nj	United States	3	no
Flemington	Nj	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$23B	$23B	33	20	2	n/a	n/a
2024	Mar 31, 2025	$26B	$26B	31	22	3	n/a	n/a
2023	Mar 31, 2024	$26B	$26B	29	21	3	n/a	n/a
2022	Mar 31, 2023	$23B	$22B	27	23	3	n/a	n/a
2021	Mar 31, 2022	$24B	$24B	27	23	3	n/a	n/a
2020	Mar 31, 2021	$16B	$16B	27	23	4	n/a	n/a
2019	Mar 31, 2020	$13B	$13B	27	23	5	n/a	n/a
2018	Mar 29, 2019	$12B	$12B	27	23	5	n/a	n/a
2017	Mar 29, 2018	$10.0B	$10.0B	26	12	3	n/a	n/a
2016	Mar 29, 2017	$8.3B	$8.3B	28	12	n/a	n/a	n/a
2015	Mar 30, 2016	$10B	$10B	28	12	n/a	n/a	n/a
2014	Mar 31, 2015	$12B	$9.0B	23	12	n/a	n/a	n/a
2013	Mar 26, 2014	$6.5B	$6.4B	24	14	n/a	n/a	n/a
2012	Apr 1, 2013	$7.0B	$6.4B	25	14	n/a	n/a	n/a
2011	Mar 19, 2012	$6.6B	$6.0B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$26B	-11.5%	$23B	0.8%	33	31	2	3

Relationships

Registered with (9)

← Matthew Ryan PaniatiAdvisorregistration: current employment
Sep 24, 2018 to presentfactForm ADV
← STEFAN TAYLOR SPAZEKAdvisorregistration: current employment
Mar 27, 2008 to presentfactForm ADV
← LANCE PANAdvisorregistration: current employment
Jan 28, 2004 to presentfactForm ADV
← KATE ELIZABETH RYANAdvisorregistration: current employment
Mar 17, 2002 to presentfactForm ADV
← MARC BRADFORD ST. ANDREAdvisorregistration: current employment
Mar 17, 2002 to presentfactForm ADV
← BENJAMIN KLOPP CAMPBELLAdvisorregistration: current employment
Feb 24, 2000 to presentfactForm ADV
← ANTHONY PAUL VICARIAdvisorregistration: previous registration
Oct 24, 2007 to Oct 12, 2011factForm ADV
← STEFAN ALAN FENCLAdvisorregistration: previous registration
Jan 11, 2006 to Sep 7, 2011factForm ADV
← Sean StoneAdvisorregistration: previous registration
Oct 10, 2002 to Mar 2, 2004factForm ADV

Controls (9)

← CAMPBELL, BENJAMIN, KLOPPOwnerTRUSTEE, ownership code C, individual
Mar 19, 2012 to Apr 15, 2024factForm ADV
← TONEY, KARI, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2012 to Apr 15, 2024factForm ADV
← SALEMI, STEPHEN, RICHARDOwnerPRESIDENT & CHIEF OPERATING OFFICER, ownership code A, individual
Mar 19, 2012 to Apr 15, 2024factForm ADV
← BENJAMIN K. CAMPBELL TRUST OF 2011OwnerOWNER, ownership code B, domestic entity
Apr 1, 2013 to Apr 15, 2024factForm ADV
← CAMPBELL FAMILY 1998 IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Mar 19, 2012 to Apr 15, 2024factForm ADV
← CAMPBELL FAMILY 2019 IRREVOCABLE TRUSTOwnerOWNER, ownership code B, domestic entity
Mar 31, 2020 to Apr 15, 2024factForm ADV
← CAMPBELL, KARYN, WEBBOwnerTRUSTEE, ownership code C, domestic entity
Mar 19, 2012 to Apr 15, 2024factForm ADV
← KNOX, JR., NORTHRUP, R.OwnerTRUSTEE, ownership code C, domestic entity
Mar 19, 2012 to Apr 15, 2024factForm ADV
← PHILLIPS III, ASA, E.OwnerTRUSTEE, ownership code C, domestic entity
Mar 19, 2012 to Apr 15, 2024factForm ADV

Dated events

Occurred
Apr 15, 2024
Control person left
Lawrence Mark Hogan (Director) no longer on Schedule A of Capital Advisors Group, Inc (listed 2024-03-31, absent 2024-04-15)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Capital Advisors Group, Inc reported RAUM $24.1B, up 46% from $16.5B (2021-03-31 to 2022-03-31)
Form ADVobserved 6 days ago
$7.6B
Occurred
Mar 31, 2021
Regulatory AUM changed
Capital Advisors Group, Inc reported RAUM $16.5B, up 29% from $12.7B (2020-07-09 to 2021-03-31)
Form ADVobserved 6 days ago
$3.7B
Occurred
Mar 26, 2014
Succession filed (Item 4)
Capital Advisors Group, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55259897-3752-6922-5856-2b31b66ea5e0
First observed: Mar 19, 2012
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL ADVISORS GROUP, INC

CRD 112000

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:55259897-3752-6922-5856-2b31b66ea5e0

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMIN KLOPP CAMPBELL

n/a

NEWTON, MA

n/a

KATE ELIZABETH RYAN

n/a

NEWTON, MA

n/a

MARC BRADFORD ST. ANDRE

n/a

NEWTON, MA

n/a

LANCE PAN

Chartered Financial Analyst

NEWTON, MA

n/a

STEFAN TAYLOR SPAZEK

n/a

BOSTON, MA

n/a

Matthew Ryan Paniati

n/a

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENJAMIN K. CAMPBELL TRUST OF 2011

Owner

yes

07/2011

Apr 1, 2013

Apr 15, 2024

CAMPBELL FAMILY 1998 IRREVOCABLE TRUST

Owner

yes

11/1998

Mar 19, 2012

Apr 15, 2024

CAMPBELL FAMILY 2019 IRREVOCABLE TRUST

Owner

yes

12/2019

Mar 31, 2020

Apr 15, 2024

CAMPBELL, BENJAMIN, KLOPP

Trustee

yes

12/2011

Mar 19, 2012

Apr 15, 2024

CAMPBELL, BENJAMIN, KLOPP

Ceo

yes

06/1991

Mar 19, 2012

Apr 15, 2024

CAMPBELL, KARYN, WEBB

Trustee

yes

11/1998

Mar 19, 2012

Apr 15, 2024

KNOX, JR., NORTHRUP, R.

Trustee

yes

11/1998

Mar 19, 2012

Apr 15, 2024

PHILLIPS III, ASA, E.

Trustee

yes

11/1998

Mar 19, 2012

Apr 15, 2024

SALEMI, STEPHEN, RICHARD

PRESIDENT & CHIEF OPERATING OFFICER

yes

03/2015

Mar 19, 2012

Apr 15, 2024

TONEY, KARI, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

10/2006

Mar 19, 2012

Apr 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KARI TONEY

n/a

yes

n/a

STEFAN SPAZEK

n/a

City

State

Country

Employees

Also broker-dealer

Fairfield

United States

Flemington

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$23B

n/a

2024

Mar 31, 2025

$26B

n/a

2023

Mar 31, 2024

$26B

n/a

2022

Mar 31, 2023

$23B

$22B

n/a

2021

Mar 31, 2022

$24B

n/a

2020

Mar 31, 2021

$16B

n/a

2019

Mar 31, 2020

$13B

n/a

2018

Mar 29, 2019

$12B

n/a

2017

Mar 29, 2018

$10.0B

n/a

2016

Mar 29, 2017

$8.3B

n/a

2015

Mar 30, 2016

$10B

n/a

2014

Mar 31, 2015

$12B

$9.0B

n/a

2013

Mar 26, 2014

$6.5B

$6.4B

n/a

2012

Apr 1, 2013

$7.0B

$6.4B

n/a

2011

Mar 19, 2012

$6.6B

$6.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$23B

$26B

-11.5%

$23B

0.8%