DFX Intelligence

J••••• M•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

J••••• M•••••• L••••

Advisor at V••••• R•••••••••

Ridgewood, NJ | RIDGEWOOD, NJ

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Search this name across graphsid dfx:ria:2aac96c6-c5b5-a042-1306-98f97452f146

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• R•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• R•••••••••	Independent wealth	Jan 2, 2026	n/a	yes	RIDGEWOOD, NJ\|Ridgewood, NJ	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Oct 31, 2005	Sep 26, 2018	no	RIDGEWOOD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	V••••• R•••••••••	Sep 26, 2018	Jan 2, 2026	2,655	Firm change after gap	Ibd to RIA
S••••• S••••••••• C•••••••••	S•••••••• F••••••••• I•••	Oct 31, 2005	Oct 31, 2005

Relationships

Registered with (3)

→ V••••• R•••••••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2005 to Sep 26, 2018factForm ADV
→ S••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 24, 2002 to Oct 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2aac96c6-c5b5-a042-1306-98f97452f146
First observed: Jun 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.