DFX Intelligence

K••••• F•••••••• P••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

K••••• F•••••••• P••••••• G•••• L••

CRD 131318

TIMONIUM, MD

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Search this name across graphsid dfx:ria:2ab3613d-10f6-b315-6e9a-f20ec4415da2

Data as of Jan 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2026 to Jan 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Offices: 2Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 131318

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•• S•• H•••	Personal Financial Specialist	York, PA \| TIMONIUM, MD	0	17	n/a	no

Relationships

Registered with (2)

← A•• S•• H•••Advisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← C•••• L•• M•••••Advisorregistration: previous registration
Oct 12, 2022 to Apr 30, 2024factForm ADV

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ab3613d-10f6-b315-6e9a-f20ec4415da2
First observed: Jan 2, 2026
Last observed: Jan 2, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.