DFX Intelligence

C•••• L•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

C•••• L•• M•••••

Advisor at W•••• F•••• A•••••••

BETHESDA, MD

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Search this name across graphsid dfx:ria:55910c2f-f14d-6d97-79be-c10f132932e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 27, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 23, 2024	n/a	yes	BETHESDA, MD	Current employment
K••••• F•••••••• P••••••• G•••• L••	State registered	Oct 12, 2022	Apr 30, 2024	no	TIMONIUM, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F•••••••• P••••••• G•••• L••	W•••• F•••• A•••••••	Apr 30, 2024	May 23, 2024	23	Firm change	Other
H••••• I••••••••• A•••••••• L••	K••••• F•••••••• P••••••• G•••• L••	Oct 4, 2022	Oct 12, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:151085:MD:2015-03-31	Mar 31, 2015	Mar 23, 2015	LUTHERVILLE, MD	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ K••••• F•••••••• P••••••• G•••• L••Registered adviserregistration: previous registration
Oct 12, 2022 to Apr 30, 2024factForm ADV
→ H••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2015 to Oct 4, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55910c2f-f14d-6d97-79be-c10f132932e7
First observed: Oct 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.