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Advisor at OPPENHEIMER & CO. INC.
FORT MYERS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Aug 16, 2023 | n/a | yes | FORT MYERS, FL | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Mar 1, 2023 | Jun 14, 2023 | no | Bonita Springs, FL|BONITA SPRINGS, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 12, 2011 | Mar 2, 2023 | no | FORT MYERS, FL|NAPLES, FL|NAPLES, FL|FORT MYERS, FL|FORT MYERS, FL|FORT MYERS, FL|FORT MYERS, FL|FORT MYERS, FL|NAPLES, FL|FORT MYERS, FL|FORT MYERS, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 3, 2010 | Aug 15, 2011 | no | BONITA SPRINGS, FL|FORT MYERS, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | OPPENHEIMER & CO. INC. | Jun 14, 2023 | Aug 16, 2023 | 63 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | FIFTH THIRD SECURITIES, INC. | Mar 2, 2023 | Mar 1, 2023 | -1 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 15, 2011 | Aug 12, 2011 | -3 | Firm change | Wirehouse to wirehouse |