G••• W•••••••••

Advisor at F•••• T•••• S••••••••• I•••

Loveland, OH | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ab8f6ce-3fa1-649a-baa3-ad844014a447

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Apr 20, 2023	n/a	yes	CINCINNATI, OH\|Loveland, OH	Current employment
T•••• A•••••••• L••	Former SEC adviser	Oct 7, 2022	Apr 4, 2023	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	F•••• T•••• S••••••••• I•••	Apr 4, 2023	Apr 20, 2023	16	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	T•••• A•••••••• L••	Aug 3, 2022	Oct 7, 2022

Relationships

Registered with (6)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Oct 7, 2022 to Apr 4, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 19, 2021 to Aug 3, 2022factForm ADV
→ H••••••••• F•••••••• A•••••••

Dated events

Occurred
Apr 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ab8f6ce-3fa1-649a-baa3-ad844014a447
First observed: Apr 13, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.