DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

KENNETH ARTHUR SMITH

Advisor at CORIENT

BIRMINGHAM, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ac08dbc-b17a-2194-24ce-e36277d8f999

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jun 18, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kenneth Arthur Smith

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Jun 18, 2015
Dual registered: no
Other names: KEN SMITH
IAPD individual key: 3066862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Dec 5, 2022	n/a	yes	BIRMINGHAM, MI	Current employment
R.H. BLUESTEIN & CO LLC	Former SEC adviser	Jun 18, 2015	Jul 3, 2023	no	BIRMINGHAM, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R.H. BLUESTEIN & CO LLC	Corient	Jul 3, 2023	Dec 5, 2022	-210	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106229:319448:MI:2023-07-03	Jul 3, 2023	Dec 5, 2022	BIRMINGHAM, MI	Firm change after gap

Relationships

Registered with (2)

→ CORIENTRegistered adviserregistration: current employment
Dec 5, 2022 to presentfactForm ADV
→ R.H. BLUESTEIN & CO LLCRegistered adviserregistration: previous registration
Jun 18, 2015 to Jul 3, 2023factForm ADV

Dated events

Occurred
Jul 3, 2023
Advisor changed firm
Kenneth Arthur Smith left R.H. Bluestein & Co Llc for Corient (registered 2022-12-05)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ac08dbc-b17a-2194-24ce-e36277d8f999
First observed: Jun 18, 2015
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH ARTHUR SMITH

Advisor at CORIENT

BIRMINGHAM, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2ac08dbc-b17a-2194-24ce-e36277d8f999

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Corient

Independent wealth

Dec 5, 2022

n/a

yes

BIRMINGHAM, MI

Current employment

R.H. BLUESTEIN & CO LLC

Former SEC adviser

Jun 18, 2015

Jul 3, 2023

BIRMINGHAM, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

R.H. BLUESTEIN & CO LLC

Corient

Jul 3, 2023

Dec 5, 2022

-210

Firm change after gap

Other

Team

Left

Joined

From

Kind

106229:319448:MI:2023-07-03

Jul 3, 2023

Dec 5, 2022

BIRMINGHAM, MI

Firm change after gap