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CRD 106229
BIRMINGHAM, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BLUESTEIN TIPS FUND, LP | Other Private Fund | $3.7M | May 6, 2013 | 2 | Mar 29, 2012 | dropped | 021-135487 |
| BLUESTEIN PRIVATE PARTNERS I, LLC | Private Equity Fund | $507,000 | Dec 11, 2019 | 22 | Mar 29, 2012 | dropped | 021-138608 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLUESTEIN, JEFFREY, NEIL | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2022 | Mar 29, 2012 | Mar 31, 2023 |
| BLUESTEIN, ROBERT, HARRY | President | Na | yes | 02/1991 | Mar 29, 2012 | Mar 31, 2023 |
| CARLSON, MICHELE, PAYMENT | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2016 | Mar 27, 2015 | Mar 31, 2023 |
| CI FINANCIAL CORP | Owner | E | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| CI PRIVATE WEALTH HOLDINGS, LLC | Owner | E | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| CI PRIVATE WEALTH US LLC | Owner | E | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| CI US HOLDINGS INC | Owner | E | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| CI US, LLC | Owner | E | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| SMITH, KENNETH, ARTHUR | CHIEF FINANCIAL OFFICER | Na | yes | 01/2022 | Jan 26, 2022 | Mar 31, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CI PRIVATE WEALTH, LLC | n/a | Independent wealth | $165B | Y | yes | n/a |
| RHB FUNDS GP, LLC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $224M | $224M | 23 | 11 | 1 | 4 | $224M |
| 2021 | Mar 29, 2022 | $4.4B | $4.2B | 28 | 11 | 1 | 4 | $281M |
| 2020 | Mar 30, 2021 | $3.9B | $3.7B | 29 | 12 | 1 | 4 | $262M |
| 2019 | Mar 27, 2020 | $3.4B | $3.2B | 25 | 12 | 1 | 4 | $227M |
| 2018 | Mar 30, 2019 | $2.9B | $2.8B | 27 | 10 | 1 | 5 | $218M |
| 2017 | Mar 29, 2018 | $3.1B | $3.0B | 25 | 10 | 1 | 5 | $284M |
| 2016 | Mar 28, 2017 | $2.8B | $2.7B | 25 | 9 | n/a | 5 | $245M |
| 2015 | Mar 29, 2016 | $2.8B | $2.7B | 27 | 9 | n/a | 5 | $262M |
| 2014 | Mar 27, 2015 | $2.8B | $2.7B | 24 | 10 | n/a | 5 | $291M |
| 2013 | Mar 28, 2014 | $2.9B | $2.8B | 24 | 9 | n/a | 5 | $295M |
| 2012 | Apr 1, 2013 | $2.8B | $2.6B | 26 | 9 | n/a | 5 | $269M |
| 2011 | Mar 29, 2012 | $2.9B | $2.8B | n/a | n/a | n/a | 5 | $293M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $224M | $4.4B | -95.0% | $3.4B | -59.5% | 23 | 28 | 1 | 1 |