DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
BAKERSFIELD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 13, 2019 | n/a | yes | BAKERSFIELD, CA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | May 13, 2019 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | May 13, 2019 | May 13, 2019 | 0 | Firm change | Wirehouse to RIA |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Aug 15, 2003 | Oct 23, 2009 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| B••• O• A•••••• S••••••••• L•• | n/a | Feb 11, 2002 | Aug 20, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| B••• O• A•••••• S••••••••• L•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Aug 20, 2003 | Aug 15, 2003 | -5 | Bulk transfer | Other |