DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ALVARO MUNOZ

Advisor at MORGAN STANLEY

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2adafb81-48b5-6ae1-b355-d32e15dd4ec8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 23, 2002
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: ALVARO D. MUNOZ|ALVARO D. MUNOZ
IAPD individual key: 4596770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jan 11, 2021	n/a	yes	Houston, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Jan 11, 2021	no	HOUSTON, TX\|MIAMI, FL\|Houston, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Apr 26, 2010	Oct 15, 2010	no	HOUSTON, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Aug 27, 2009	Mar 15, 2010	no	HOUSTON, TX\|MIAMI, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 2, 2003	Aug 14, 2008	no	EL PASO, TX\|EL PASO, TX\|EL PASO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	MORGAN STANLEY	Jan 11, 2021	Jan 11, 2021	0	Firm change	Ibd to wirehouse
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Mar 15, 2010	Apr 26, 2010	42	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	BBVA COMPASS INVESTMENT SOLUTIONS, INC	Aug 14, 2008	Aug 27, 2009	378	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110476:149777:TX:2021-01-11	Jan 11, 2021	Jan 11, 2021	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jan 11, 2021 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jan 11, 2021factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 26, 2010 to Oct 15, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Aug 27, 2009 to Mar 15, 2010factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Aug 14, 2008factForm ADV

Dated events

No dated event names this entity yet.