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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OMNI 360 WEALTH, INC.

CRD 124878

PLAINSBORO, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2add6389-b579-8faf-ba9b-78eddd4ba089

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: May 4, 2021 to Mar 11, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $426MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $425M
Private client RAUM: $402MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $85.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 918
Individual clients: 284
High net worth clients: 86
Custody, client assets: $93.0M
SEC number: 801-121387
CRD: 124878
Filings on the tape: 20
First filed: May 4, 2021
Latest filed: Mar 11, 2026
Organised: Corporation, NJ
Website: omni360advisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LINDA JAYNE FARINOLA	Certified Financial Planner\|Chartered Financial Analyst	PLAINSBORo, NJ	19	30	1	no
JAMES GREGORY COLITSAS	n/a	PLAINSBORO, NJ	13	26	2	no
BRYAN PAUL KATZ	Certified Financial Planner\|Chartered Financial Consultant	PLAINSBORO, NJ	8	27	1	no
NEEL GIRISH SHAH	Certified Financial Planner	PLAINSBORO, NJ	2	16	1	no
Ronald Edward McIntire	n/a	PLAINSBORO, NJ	1	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLITSAS, JAMES, GREGORY	Member	C	yes	10/2023	May 4, 2021	Dec 11, 2024
FARINOLA, LINDA, JAYNE	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	03/1996	May 4, 2021	Dec 11, 2024
OMNI 360 ADVISORS, LLC	HOLDING COMPANY	E	yes	10/2023	Oct 2, 2023	Dec 11, 2024
SHAH, NEEL, GIRISH	Member	C	yes	10/2023	Oct 2, 2023	Dec 11, 2024
COLITSAS, JAMES, GREGORY	VICE PRESIDENT	Na	no	01/2014	May 4, 2021	Dec 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRINCETON FINANCIAL GROUP TAX, CONSULTING AND ACCOUNTING	n/a	n/a	n/a	N	no	n/a
PRINCETON FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$426M	$425M	8	5	3	n/a	n/a
2024	Mar 12, 2025	$325M	$325M	4	4	0	n/a	n/a
2023	Mar 15, 2024	$249M	$249M	4	4	0	n/a	n/a
2022	Feb 21, 2023	$131M	$131M	3	3	0	n/a	n/a
2021	Feb 23, 2022	$146M	$146M	3	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$426M	$325M	31.2%	$131M	48.3%	8	4	3	0

Relationships

Registered with (6)

← Ronald Edward McIntireAdvisorregistration: current employment
May 5, 2025 to presentfactForm ADV
← NEEL GIRISH SHAHAdvisorregistration: current employment
Nov 24, 2023 to presentfactForm ADV
← BRYAN PAUL KATZAdvisorregistration: current employment
Sep 5, 2018 to presentfactForm ADV
← JAMES GREGORY COLITSASAdvisorregistration: current employment
Jan 11, 2013 to presentfactForm ADV
← LINDA JAYNE FARINOLAAdvisorregistration: previous registration
Nov 24, 2003 to Dec 31, 2005factForm ADV
← Frank Alfredo FernandezAdvisorregistration: previous registration
May 14, 2024 to Sep 26, 2024factForm ADV

Controls (4)

← COLITSAS, JAMES, GREGORYOwnerMEMBER, ownership code C, individual
May 4, 2021 to Dec 11, 2024factForm ADV
← FARINOLA, LINDA, JAYNEOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 4, 2021 to Dec 11, 2024factForm ADV
← SHAH, NEEL, GIRISHOwnerMEMBER, ownership code C, individual
Oct 2, 2023 to Dec 11, 2024factForm ADV
← OMNI 360 ADVISORS, LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Oct 2, 2023 to Dec 11, 2024factForm ADV

Owns (1)

← COLITSAS, JAMES, GREGORYOwnerVICE PRESIDENT, ownership code NA, individual
May 4, 2021 to Dec 11, 2024factForm ADV

Dated events

Occurred
Mar 11, 2026
Regulatory AUM changed
Omni 360 Wealth, Inc. reported RAUM $425.7M, up 31% from $324.5M (2025-06-13 to 2026-03-11)
Form ADVobserved 5 days ago
$101M
Occurred
Sep 26, 2024
Advisor changed firm
Frank Alfredo Fernandez left Omni 360 Wealth, Inc. for Pcb Capital Llc (registered 2025-07-15)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2024
Regulatory AUM changed
Omni 360 Wealth, Inc. reported RAUM $248.6M, up 90% from $130.6M (2023-12-01 to 2024-03-15)
Form ADVobserved 5 days ago
$118M
Occurred
Oct 2, 2023
Control person joined
Neel Shah (Member) appeared on Schedule A of Omni 360 Wealth, Inc.
Form ADVobserved 5 days ago
Occurred
Aug 9, 2021
Control person left
Thomas Colitsas (Member) no longer on Schedule A of Omni 360 Wealth, Inc. (listed 2021-05-04, absent 2021-08-09)
Form ADVobserved 5 days ago
Occurred
May 4, 2021
First Form ADV filing
Pfg - Financial Planning & Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2add6389-b579-8faf-ba9b-78eddd4ba089
First observed: May 4, 2021
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OMNI 360 WEALTH, INC.

CRD 124878

PLAINSBORO, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2add6389-b579-8faf-ba9b-78eddd4ba089

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LINDA JAYNE FARINOLA

Certified Financial Planner|Chartered Financial Analyst

PLAINSBORo, NJ

JAMES GREGORY COLITSAS

n/a

PLAINSBORO, NJ

BRYAN PAUL KATZ

Certified Financial Planner|Chartered Financial Consultant

PLAINSBORO, NJ

NEEL GIRISH SHAH

Certified Financial Planner

PLAINSBORO, NJ

Ronald Edward McIntire

n/a

PLAINSBORO, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLITSAS, JAMES, GREGORY

Member

yes

10/2023

May 4, 2021

Dec 11, 2024

FARINOLA, LINDA, JAYNE

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

03/1996

May 4, 2021

Dec 11, 2024

OMNI 360 ADVISORS, LLC

HOLDING COMPANY

yes

10/2023

Oct 2, 2023

Dec 11, 2024

SHAH, NEEL, GIRISH

Member

yes

10/2023

Oct 2, 2023

Dec 11, 2024

COLITSAS, JAMES, GREGORY

VICE PRESIDENT

01/2014

May 4, 2021

Dec 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRINCETON FINANCIAL GROUP TAX, CONSULTING AND ACCOUNTING

n/a

PRINCETON FINANCIAL GROUP, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$426M

$425M

n/a

2024

Mar 12, 2025

$325M

n/a

2023

Mar 15, 2024

$249M

n/a

2022

Feb 21, 2023

$131M

n/a

2021

Feb 23, 2022

$146M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$426M

$325M

31.2%

$131M

48.3%