DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Omni 360 Wealth, Inc.
Latest filing Mar 11, 2026
First filing on the tape May 4, 2021 · 20 filings
SEC status approved since Jun 4, 2021
RAUM
$426M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$402M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$85.1M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$426M as of Mar 11, 2026
Feb 23, 2022$146M then
HNW client RAUM$302M as of Mar 11, 2026
Feb 23, 2022$58.5M then
State-registered IARs (5.B.3)5 as of Mar 11, 2026
Feb 23, 20223 then
Employees (5.A)8 as of Mar 11, 2026
Feb 23, 20223 then
Private funds: no history
RAUM +31% over the last fiscal year+48% a year over threeIARs 4 to 5offices 0 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $85.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $463,733derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $93.0M, 124 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$302M72%
- Individuals$100M24%
- Corporations and businesses$15.4M3.7%
- Charitable organizations$1.4M0.3%
- Pension and profit-sharing plans$767,5310.2%
- Individual clients
- 284reported
- HNW clients
- 86reported
- Pension plan clients
- 1reported
- Charitable clients
- 2reported
- Accounts
- 918reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $93.0M for 124 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Linda Jayne FarinolaCertified Financial Planner, Chartered Financial Analyst | Plainsboro, Nj | Nov 9, 2006 | 30 y | 1 |
| James Gregory Colitsas | Plainsboro, Nj | Jan 11, 2013 | 26 y | 2 |
| Bryan Paul KatzCertified Financial Planner, Chartered Financial Consultant | Plainsboro, Nj | Sep 5, 2018 | 27 y | 1 |
| Neel Girish ShahCertified Financial Planner | Plainsboro, Nj | Nov 24, 2023 | 16 y | 1 |
| Ronald Edward Mcintire | Plainsboro, Nj | May 5, 2025 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Frank Alfredo Fernandez to Pcb Capital LLCSep 26, 2024 · RIA to RIA
Joined, latest
- Ronald Edward Mcintire from Merit Financial AdvisorsMay 5, 2025 · RIA to RIA
- Frank Alfredo Fernandez from Weingarten Associates, L.L.C.May 14, 2024 · RIA to RIA
- Neel Girish Shah from Beacon Wealth Solutions LLCNov 24, 2023 · Other
- Bryan Paul Katz from Northwestern Mutual Investment Services,LLCSep 5, 2018 · Other
- James Gregory Colitsas from Raymond James Financial Services Advisors, IncJan 11, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jayne Linda Farinola · President & Chief Compliance Officercontrolsince 03/1996 · owns less than 5%
- Gregory James Colitsas · Membercontrolsince 10/2023 · owns 25% to 50% of Omni 360 Advisors, LLC
- Girish Neel Shah · Membercontrolsince 10/2023 · owns 25% to 50% of Omni 360 Advisors, LLC
- Gregory James Colitsas · Vice Presidentsince 01/2014 · owns less than 5%
Entity owners
- Omni 360 Advisors, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Princeton Financial Group Tax, Consulting And Accountinginsurancen
- Princeton Financial Group, LLCinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plainsboro, Nj · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 11, 2026HNW share of RAUM moved from 37.0% to 71.0% between the annual amendments of 2025-03-12 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 881 to 918Jun 13, 2025 to Mar 11, 2026
- Charity clients · 1 to 2Jun 13, 2025 to Mar 11, 2026
- Corporate clients · 8 to 7Jun 13, 2025 to Mar 11, 2026
- HNW clients · 36 to 86Jun 13, 2025 to Mar 11, 2026
- Individual clients · 323 to 284Jun 13, 2025 to Mar 11, 2026
- Pension plan clients · 2 to 1Jun 13, 2025 to Mar 11, 2026
- Assets in custody · $110M to $93.0MJun 13, 2025 to Mar 11, 2026
- Employees · 6 to 8Jun 13, 2025 to Mar 11, 2026
- Financial planning clients · 11-25 to 101-250Jun 13, 2025 to Mar 11, 2026
- Other offices · 0 to 3Jun 13, 2025 to Mar 11, 2026
- Discretionary RAUM · $325M to $425MJun 13, 2025 to Mar 11, 2026
- HNW RAUM · $121M to $302MJun 13, 2025 to Mar 11, 2026
- Individual RAUM · $189M to $100MJun 13, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $0 to $767,531Jun 13, 2025 to Mar 11, 2026
- Pension RAUM · $1.8M to $767,531Jun 13, 2025 to Mar 11, 2026
- RAUM · $325M to $426MJun 13, 2025 to Mar 11, 2026
- Advisory employees · 4 to 5Mar 12, 2025 to Jun 13, 2025
- Advisory activities · 3 to 5Mar 12, 2025 to Jun 13, 2025
- Employees · 4 to 6Mar 12, 2025 to Jun 13, 2025
- Financial planning clients · 11-25 to 11-25Mar 12, 2025 to Jun 13, 2025
- State-registered IARs · 4 to 5Mar 12, 2025 to Jun 13, 2025
- Accounts · 620 to 881Dec 11, 2024 to Mar 12, 2025
- Corporate clients · 9 to 8Dec 11, 2024 to Mar 12, 2025
- HNW clients · 33 to 36Dec 11, 2024 to Mar 12, 2025
- Individual clients · 311 to 323Dec 11, 2024 to Mar 12, 2025
- Assets in custody · $0 to $110MDec 11, 2024 to Mar 12, 2025
- Discretionary RAUM · $249M to $325MDec 11, 2024 to Mar 12, 2025
- HNW RAUM · $97.9M to $121MDec 11, 2024 to Mar 12, 2025
- Individual RAUM · $136M to $189MDec 11, 2024 to Mar 12, 2025
- Pension RAUM · $1.9M to $1.8MDec 11, 2024 to Mar 12, 2025
- RAUM · $249M to $325MDec 11, 2024 to Mar 12, 2025
- Advisory employees · 5 to 4May 15, 2024 to Sep 26, 2024
- Employees · 5 to 4May 15, 2024 to Sep 26, 2024
- State-registered IARs · 5 to 4May 15, 2024 to Sep 26, 2024
- Advisory employees · 4 to 5Mar 15, 2024 to May 15, 2024
- Employees · 4 to 5Mar 15, 2024 to May 15, 2024
- State-registered IARs · 4 to 5Mar 15, 2024 to May 15, 2024
- Corporate clients · 5 to 9Dec 1, 2023 to Mar 15, 2024
- HNW clients · 26 to 33Dec 1, 2023 to Mar 15, 2024
- Individual clients · 270 to 311Dec 1, 2023 to Mar 15, 2024
Signals
6 dated events
- Omni 360 Wealth, Inc. reported RAUM $425.7M, up 31% from $324.5M (2025-06-13 to 2026-03-11)Mar 11, 2026 · RAUM change · derived
- Frank Alfredo Fernandez left Omni 360 Wealth, Inc. for Pcb Capital Llc (registered 2025-07-15)Sep 26, 2024 · Advisor changed firm · fact
- Omni 360 Wealth, Inc. reported RAUM $248.6M, up 90% from $130.6M (2023-12-01 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Neel Shah (Member) appeared on Schedule A of Omni 360 Wealth, Inc.Oct 2, 2023 · Control person joined · fact
- Thomas Colitsas (Member) no longer on Schedule A of Omni 360 Wealth, Inc. (listed 2021-05-04, absent 2021-08-09)Aug 9, 2021 · Control person left · inference
- Pfg - Financial Planning & Management filed its initial SEC registration (Form ADV)May 4, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-623-2266reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 609-452-0889reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- omni360advisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 609-452-0889reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- omni360advisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- omni360advisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026