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H••• A••• U••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

H••• A••• U••••

Advisor at C••• C•••••• P•••••••• L••

Aspen, CO | SAINT FRANCISVILLE, LA

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Search this name across graphsid dfx:ria:2ae09287-545f-57f6-0928-dc1b5d6469dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C•••••• P•••••••• L••	Independent wealth	Sep 2, 2025	n/a	yes	Aspen, CO\|SAINT FRANCISVILLE, LA	Current employment
K• C•••••• M••••••••• L••	Independent wealth	Jul 13, 2018	Dec 18, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K• C•••••• M••••••••• L••	C••• C•••••• P•••••••• L••	Dec 18, 2025	Sep 2, 2025	-107	Firm change after gap	RIA to new firm
S•••••• N••••••• • C••••••• I•••••••••	K• C•••••• M••••••••• L••	Jun 24, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164500:337468:LA:2025-12-18	Dec 18, 2025	Sep 2, 2025	SAINT FRANCISVILLE, LA	Firm change after gap

Relationships

Registered with (3)

→ C••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ K• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 13, 2018 to Dec 18, 2025factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jul 25, 2002 to Jun 24, 2015factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
H••• A••• U•••• left K• C•••••• M••••••••• L•• for C••• C•••••• P•••••••• L•• (registered 2025-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ae09287-545f-57f6-0928-dc1b5d6469dd
First observed: Jul 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.