DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hugh Ames Uhalt
Feed of 09/14/2026
Also filed as Hugh Ames Uhalt
At current firm
1 y
since Sep 2, 2025
In the industry
32 y
since May 16, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cane Capital Partners, LLC independent RIA currentsince Sep 2, 2025 · Aspen, Co
- Kg Capital Management, LLC independent RIAJul 13, 2018 to Dec 18, 2025 · New Orleans, La
- Kg Capital Management, LLC independent RIAJun 19, 2017 to Oct 30, 2017 · New Orleans, La
- Stifel, Nicolaus & Company, Incorporated national BDJul 25, 2002 to Jun 24, 2015 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- Kg Capital Management, LLC to Cane Capital Partners, LLCleft Dec 18, 2025, registered Sep 2, 2025 (-107 days) · RIA to a newly registered adviser · moved with a team
- Stifel, Nicolaus & Company, Incorporated to Kg Capital Management, LLCleft Jun 24, 2015, registered Jun 19, 2017 (726 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Hugh Ames Uhalt left Kg Capital Management, Llc for Cane Capital Partners, Llc (registered 2025-09-02)Dec 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address