DFX Intelligence

S•••• R•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

S•••• R•••••• R•••••

Advisor at B••• • B••• A••••••• L••

Chicago, IL | SARASOTA, FL

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Search this name across graphsid dfx:ria:2ae11ecb-4de8-1295-3c5c-20bb49c93f9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• • B••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• • B••• A••••••• L••	State registered	Jul 2, 2024	n/a	yes	Chicago, IL\|SARASOTA, FL\|Chicago, IL	Current employment
B••• • B••• A••••••• L••	State registered	May 3, 2022	May 7, 2024	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• A•••• M••••••••• L••	B••• • B••• A••••••• L••	Feb 26, 2016	May 3, 2022	2,258	Firm change after gap	Other

Relationships

Registered with (2)

→ B••• • B••• A••••••• L••Registered adviserregistration: previous registration
May 3, 2022 to May 7, 2024factForm ADV
→ B••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2014 to Feb 26, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ae11ecb-4de8-1295-3c5c-20bb49c93f9b
First observed: Feb 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.