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A••••• J••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

A••••• J••••• H•••

Advisor at C•••••• S••••• • C••• I•••

Chicago, IL

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Search this name across graphsid dfx:ria:2ae4c2aa-9e7c-a315-6cd0-53afddbc4426

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jul 29, 2021	n/a	yes	Chicago, IL	Current employment
B•• A•••• M••••••••• C••••	Other adviser	Feb 19, 2021	Aug 2, 2021	no	CHICAGO, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• C••••	C•••••• S••••• • C••• I•••	Aug 2, 2021	Jul 29, 2021	-4	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•• A•••• M••••••••• C••••	Apr 15, 2019

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Jul 29, 2021 to presentfactForm ADV
→ B•• A•••• M••••••••• C••••Registered adviserregistration: previous registration
Feb 19, 2021 to Aug 2, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 4, 2018 to Apr 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ae4c2aa-9e7c-a315-6cd0-53afddbc4426
First observed: Jun 4, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.