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RIA / WealthAdvisor20 years in industry

Tyson Andrew Farmer

Advisor at VEGA FINANCIAL LLC

MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:2af8bb64-9bb8-c837-027b-40240dd0c826

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VEGA FINANCIAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 14, 2006
First registration: May 4, 2006
Dual registered: no
Other names: TYSON ANDREW FARMER
IAPD individual key: 5068000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VEGA FINANCIAL LLC	State registered	Mar 8, 2021	n/a	yes	MERCER ISLAND, WA	Current employment
EDWARD JONES	National bd RIA	Oct 8, 2010	Mar 10, 2021	no	ST LOUIS, MO\|Port Orchard, WA\|Bellevue, WA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 3, 2010	Oct 8, 2010	no	Vashon, WA\|Renton, WA\|Seattle, WA\|SEATTLE, WA\|TUKWILA, WA\|RENTON, WA\|Renton, WA\|Renton, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Apr 22, 2009	Jan 28, 2010	no	Tacoma, WA\|Seattle, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Oct 3, 2007	Apr 9, 2009	no	RENTON, WA\|RENTON, WA\|MAPLE VALLEY, WA\|RENTON, WA\|KENT, WA\|COVINGTON, WA\|KENT, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 4, 2006	Sep 19, 2007	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	VEGA FINANCIAL LLC	Mar 10, 2021	Mar 8, 2021	-2	Firm change	Ibd to state RIA
U.S. BANCORP INVESTMENTS, INC.	EDWARD JONES	Oct 8, 2010	Oct 8, 2010	0	Firm change	Other
KEY INVESTMENT SERVICES LLC	U.S. BANCORP INVESTMENTS, INC.	Jan 28, 2010	Feb 3, 2010	6	Firm change	Other
WAMU INVESTMENTS, INC.	KEY INVESTMENT SERVICES LLC	Apr 9, 2009	Apr 22, 2009	13	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WAMU INVESTMENTS, INC.	Sep 19, 2007	Oct 3, 2007	14	Firm change	Other

Relationships

Registered with (6)

→ VEGA FINANCIAL LLCRegistered adviserregistration: current employment
Mar 8, 2021 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 8, 2010 to Mar 10, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 3, 2010 to Oct 8, 2010factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 22, 2009 to Jan 28, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 3, 2007 to Apr 9, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 4, 2006 to Sep 19, 2007factForm ADV

Dated events

No dated event names this entity yet.