DFX Intelligence

T•••• S••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

T•••• S••••• W•••••

Advisor at S••••••••• W••••• M••••••••• G•••• L••

JUNO BEACH, FL

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Search this name across graphsid dfx:ria:2b038be6-f717-439f-919b-cfe437d0480f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• M••••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• M••••••••• G•••• L••	Independent wealth	Sep 21, 2020	n/a	yes	JUNO BEACH, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 8, 2017	Sep 18, 2020	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••••• W••••• M••••••••• G•••• L••	Sep 18, 2020	Sep 21, 2020	3	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:309796:FL:2020-09-18	Sep 18, 2020	Sep 21, 2020	BOCA RATON, FL	Firm change

Relationships

Registered with (2)

→ S••••••••• W••••• M••••••••• G•••• L••Registered adviserregistration: current employment
Sep 21, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 8, 2017 to Sep 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b038be6-f717-439f-919b-cfe437d0480f
First observed: Nov 8, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.