DFX Intelligence

C•••••••• H• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant22 years in industry

C•••••••• H• C•••••••

Advisor at M•••••• I•••••••••

EAST GREENWICH, RI

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Search this name across graphsid dfx:ria:2b051238-5dab-fbe8-ffbe-166871310132

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	Mar 1, 2022	n/a	yes	EAST GREENWICH, RI	Current employment
A••••••••• L••	Former SEC adviser	Mar 25, 2019	Mar 30, 2022	no	East Greenwich, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	M•••••• I•••••••••	Mar 30, 2022	Mar 1, 2022	-29	Bulk transfer	RIA to RIA
S••••••••• I••••••••• A••••••• L••	A••••••••• L••	Mar 7, 2019	Mar 25, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
124636:169828:RI:2019-03-07	Mar 7, 2019	Mar 25, 2019	PROVIDENCE, RI	Firm change

Relationships

Registered with (3)

→ M•••••• I•••••••••Registered adviserregistration: current employment
Mar 1, 2022 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Mar 25, 2019 to Mar 30, 2022factForm ADV
→ S••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 25, 2004 to Mar 7, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b051238-5dab-fbe8-ffbe-166871310132
First observed: Jun 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.