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RIA / WealthAdvisorCertified Financial Planner10 years in industry

NICHOLAS ANDREW FAULKNER

Advisor at TESTAMENT WEALTH MANAGEMENT

CARY, NC

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Search this name across graphsid dfx:ria:2b085e41-2c3c-84a3-59a4-cca47f07d647

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TESTAMENT WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 3, 2019
First registration: Jan 3, 2019
Dual registered: no
Other names: Nicholas Faulkner|Nick Andrew Faulkner
IAPD individual key: 6908869

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TESTAMENT WEALTH MANAGEMENT	State registered	Mar 23, 2026	n/a	yes	CARY, NC	Current employment
INTEGRA WEALTH	Independent wealth	May 8, 2025	Mar 12, 2026	no	CHATTANOOGA, TN\|Cary, NC	Previous registration
TRIANGLE WEALTH MANAGEMENT	Independent wealth	Aug 14, 2024	Feb 27, 2025	no	RALEIGH, NC	Previous registration
DIMENSIONAL FUND ADVISORS LP	Asset manager	May 28, 2024	Aug 1, 2024	no	AUSTIN, TX	Previous registration
BEACON FINANCIAL STRATEGIES CORP.	Independent wealth	Jan 3, 2019	Jan 28, 2022	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRA WEALTH	TESTAMENT WEALTH MANAGEMENT	Mar 12, 2026	Mar 23, 2026	11	Firm change	RIA to state RIA
TRIANGLE WEALTH MANAGEMENT	INTEGRA WEALTH	Feb 27, 2025	May 8, 2025	70	Firm change	RIA to RIA
DIMENSIONAL FUND ADVISORS LP	TRIANGLE WEALTH MANAGEMENT	Aug 1, 2024	Aug 14, 2024	13	Firm change	Other
BEACON FINANCIAL STRATEGIES CORP.	DIMENSIONAL FUND ADVISORS LP	Jan 28, 2022	May 28, 2024	851	Firm change after gap	Other

Relationships

Registered with (5)

→ TESTAMENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ INTEGRA WEALTHRegistered adviserregistration: previous registration
May 8, 2025 to Mar 12, 2026factForm ADV
→ TRIANGLE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 14, 2024 to Feb 27, 2025factForm ADV
→ DIMENSIONAL FUND ADVISORS LPRegistered adviserregistration: previous registration
May 28, 2024 to Aug 1, 2024factForm ADV
→ BEACON FINANCIAL STRATEGIES CORP.Registered adviserregistration: previous registration
Jan 3, 2019 to Jan 28, 2022factForm ADV

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
Nicholas Andrew Faulkner left Integra Wealth for Testament Wealth Management (registered 2026-03-23)
Form ADVobserved 5 days ago
Occurred
Feb 27, 2025
Advisor changed firm
Nicholas Andrew Faulkner left Triangle Wealth Management for Integra Wealth (registered 2025-05-08)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2024
Advisor changed firm
Nicholas Andrew Faulkner left Dimensional Fund Advisors Lp for Triangle Wealth Management (registered 2024-08-14)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Nicholas Andrew Faulkner left Beacon Financial Strategies Corp. for Dimensional Fund Advisors Lp (registered 2024-05-28)
Form ADVobserved 5 days ago