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Advisor at NICHOLAS HOFFMAN & COMPANY, LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NICHOLAS HOFFMAN & COMPANY, LLC | Independent wealth | Apr 12, 2010 | n/a | yes | ATLANTA, GA|ATLANTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 26, 2004 | Mar 3, 2009 | no | ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NICHOLAS HOFFMAN & COMPANY, LLC | Mar 3, 2009 | Apr 12, 2010 | 405 | Firm change after gap | Other |