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Advisor at DIRIGO FINANCIAL LLC
MIDDLEBURY, VT | Yarmouth, ME | North Berwick, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER BIRCH FINANCIAL LLC | Independent wealth | Jun 2, 2026 | n/a | yes | Yarmouth, ME|MIDDLEBURY, VT | Current employment |
| DIRIGO FINANCIAL LLC | State registered | Apr 14, 2025 | n/a | yes | North Berwick, ME | Current employment |
| ARIES WEALTH MANAGEMENT, LLC | Independent wealth | Nov 1, 2022 | Apr 18, 2025 | no | PORTLAND, ME | Previous registration |
| MARBLE TRAIL ADVISORS | Independent wealth | Oct 28, 2021 | Oct 31, 2022 | no | Cumberland Foreside, ME|MIDDLEBURY, VT | Previous registration |
| BROAD COVE CAPITAL | Former SEC adviser | Sep 10, 2019 | Nov 8, 2021 | no | CUMBERLAND FORESIDE, ME | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 4, 2018 | Aug 21, 2019 | no | PORTSMOUTH, NH | Previous registration |
| CRIBSTONE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Feb 1, 2017 | May 1, 2019 | no | BRUNSWICK, ME | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 10, 2008 | May 15, 2015 | no | CUMBERLAND FORESIDE, ME|SAN DIEGO, CA|CUMBERLAND FORESIDE, ME | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Oct 30, 2008 | no | PORTLAND, ME | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Dec 9, 2005 | Jan 1, 2008 | no | PORTLAND, ME|PORTLAND, ME|ST. LOUIS, MO | Previous registration |
| INVESMART ADVISORS INC | n/a | Jun 28, 2002 | Oct 3, 2002 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARIES WEALTH MANAGEMENT, LLC | DIRIGO FINANCIAL LLC | Apr 18, 2025 | Apr 14, 2025 | -4 | Firm change | RIA to state RIA |
| MARBLE TRAIL ADVISORS | ARIES WEALTH MANAGEMENT, LLC | Oct 31, 2022 | Nov 1, 2022 | 1 | Firm change | RIA to RIA |
| BROAD COVE CAPITAL | MARBLE TRAIL ADVISORS | Nov 8, 2021 | Oct 28, 2021 | -11 | Firm change | RIA to RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | BROAD COVE CAPITAL | Aug 21, 2019 | Sep 10, 2019 | 20 | Firm change | Ibd to new firm |
| CRIBSTONE CAPITAL MANAGEMENT, LLC | RAYMOND JAMES & ASSOCIATES, INC. | May 1, 2019 | Sep 4, 2018 | -239 | Firm change after gap | RIA to ibd |
| LPL FINANCIAL LLC | CRIBSTONE CAPITAL MANAGEMENT, LLC | May 15, 2015 | Feb 1, 2017 | 628 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Oct 30, 2008 | Oct 10, 2008 | -20 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| INVESMART ADVISORS INC | A. G. EDWARDS & SONS, INC. | Oct 3, 2002 | Dec 9, 2005 | 1,163 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305393:154744:ME:2021-11-08 | Nov 8, 2021 | Oct 28, 2021 | CUMBERLAND FORESIDE, ME | Firm change |
| 6413:174974:ME:2015-05-14 | May 15, 2015 | Feb 1, 2017 | CUMBERLAND FORESIDE, ME | Firm change after gap |