RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••• D••••••• D•••••••••
- Title
- CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORreportedsilverbirchfinancial.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S••••• B•••• F•••••••• L•• independent RIA currentsince Jun 2, 2026 · Yarmouth, Me
- D••••• F•••••••• L•• state registered currentsince Apr 14, 2025 · North Berwick, Me
- A•••• W••••• M••••••••• L•• independent RIANov 1, 2022 to Apr 18, 2025 · Portland, Me
- M••••• T•••• A••••••• independent RIAOct 28, 2021 to Oct 31, 2022 · Cumberland Foreside, Me
- B•••• C••• C•••••• formerSep 10, 2019 to Nov 8, 2021 · Cumberland Foreside, Me
- R•••••• J•••• • A••••••••• I••• national BDSep 4, 2018 to Aug 21, 2019 · Portsmouth, Nh
- C•••••••• C•••••• M••••••••• L•• formerFeb 1, 2017 to May 1, 2019 · Brunswick, Me
- L•• F•••••••• L•• BD affiliatedOct 10, 2008 to May 15, 2015 · Cumberland Foreside, Me
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 30, 2008 · Portland, Me
- A• G• E•••••• • S•••• I••• unclassifiedDec 9, 2005 to Jan 1, 2008 · Portland, Me
- I•••••••• A••••••• I•• unclassifiedJun 28, 2002 to Oct 3, 2002 · Portland, Me
- A•••• W••••• M••••••••• L•• to D••••• F•••••••• L••left Apr 18, 2025, registered Apr 14, 2025 (-4 days) · RIA to a state-registered adviser
- M••••• T•••• A••••••• to A•••• W••••• M••••••••• L••left Oct 31, 2022, registered Nov 1, 2022 (1 days) · RIA to RIA
- B•••• C••• C•••••• to M••••• T•••• A•••••••left Nov 8, 2021, registered Oct 28, 2021 (-11 days) · RIA to RIA · moved with a team
- R•••••• J•••• • A••••••••• I••• to B•••• C••• C••••••left Aug 21, 2019, registered Sep 10, 2019 (20 days) · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••••• C•••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 1, 2019, registered Sep 4, 2018 (-239 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to C•••••••• C•••••• M••••••••• L••left May 15, 2015, registered Feb 1, 2017 (628 days) · Other · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 30, 2008, registered Oct 10, 2008 (-20 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- I•••••••• A••••••• I•• to A• G• E•••••• • S•••• I•••left Oct 3, 2002, registered Dec 9, 2005 (1163 days) · Other
- M•••••• E••••• D••••••• D••••••••• left A•••• W••••• M••••••••• L•• for D••••• F•••••••• L•• (registered 2025-04-14)Apr 18, 2025 · Advisor changed firm · fact
- M•••••• E••••• D••••••• D••••••••• left M••••• T•••• A••••••• for A•••• W••••• M••••••••• L•• (registered 2022-11-01)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address