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RIA / WealthAdvisorCertified Financial Planner31 years in industry

WILLIAM JAY GOLDSMITH

Advisor at GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI | Middleborough, MA

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Search this name across graphsid dfx:ria:2b206093-2b7b-d3ad-32f1-d91582c6af4f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 20, 1995
First registration: Aug 4, 2004
Dual registered: no
Other names: WILLIAM J GOLDSMITH|BILL GOLDSMITH
IAPD individual key: 2650649

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY WEALTH PARTNERS, LLC	Independent wealth	Mar 4, 2026	n/a	yes	Middleborough, MA\|APPLETON, WI	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Mar 3, 2026	no	MIDDLEBOROUGH, MA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 24, 2013	Sep 1, 2023	no	MIDDLEBOROUGH, MA\|SCOTTSDALE, AZ	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 16, 2013	Aug 12, 2013	no	MIDDLEBORO, MA	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Aug 4, 2004	Jun 29, 2009	no	MIDDLEBOROUGH, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	GATEWAY WEALTH PARTNERS, LLC	Mar 3, 2026	Mar 4, 2026	1	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SAGEPOINT FINANCIAL, INC.	Aug 12, 2013	Jul 24, 2013	-19	Firm change	Other
MUTUAL SERVICE CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 29, 2009	Apr 16, 2013	1,387	Firm change after gap	Other

Relationships

Registered with (5)

→ GATEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Mar 3, 2026factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 24, 2013 to Sep 1, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 16, 2013 to Aug 12, 2013factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Aug 4, 2004 to Jun 29, 2009factForm ADV

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
William Jay Goldsmith left Osaic Wealth, Inc. for Gateway Wealth Partners, Llc (registered 2026-03-04)
Form ADVobserved 6 days ago