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A••••• M•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

A••••• M•••• G••••

Advisor at O••• C•••••• L••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:2b23505c-ed76-1ed4-756c-3fe9382171a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• C•••••• L••	Asset manager	Jan 1, 2025	n/a	yes	BOCA RATON, FL	Current employment
T••••••• A•••• M••••••••• L••	Independent wealth	Oct 10, 2023	Jan 2, 2025	no	BOCA RATON, FL\|SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C••••••• L•	T••••••• A•••• M••••••••• L••	Jan 2, 2025	Oct 10, 2023	-450	Firm change after gap	Other
T••••••• A•••• M••••••••• L••	O••• C•••••• L••	Jan 2, 2025	Jan 1, 2025

Relationships

Registered with (4)

→ O••• C•••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ S•••••••• C••••••• L•Registered adviserregistration: previous registration
Mar 25, 2022 to Jan 2, 2025factForm ADV
→ T••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 10, 2023 to Jan 2, 2025factForm ADV
→ T••••••• C••••••• L••

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
A••••• M•••• G•••• left T••••••• A•••• M••••••••• L•• for O••• C•••••• L•• (registered 2025-01-01)
Form ADVobserved 7 days ago
Occurred
Jan 2, 2025
Advisor changed firm
A••••• M•••• G•••• left S•••••••• C••••••• L• for T••••••• A•••• M••••••••• L•• (registered 2023-10-10)
Form ADVobserved 7 days ago
Occurred
Mar 9, 2023
Advisor changed firm
A••••• M•••• G•••• left T••••••• C••••••• L•• for S•••••••• C••••••• L• (registered 2022-03-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b23505c-ed76-1ed4-756c-3fe9382171a3
First observed: Feb 2, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.