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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OPAL CAPITAL LLC

CRD 322755

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5caf66e5-897c-0d65-383a-29981eaa58ce

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 0
Observed: Jul 15, 2022 to Jul 17, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $348MItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $348M
Private client RAUM: $2.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $58.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 6
High net worth clients: 2
SEC number: 801-126398
CRD: 322755
Filings on the tape: 26
First filed: Jul 15, 2022
Latest filed: Jul 17, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Alan Graff	n/a	WAUKEE, IA \| BOCA RATON, FL	3	13	2	no
MANAV JAYPRAKASH SHAH	Chartered Financial Analyst	BOCA RATON, FL	1	12	n/a	no
AUSTIN MERLE GRAFF	Chartered Financial Analyst	BOCA RATON, FL	1	20	4	no
LAUREN M HARMON	Chartered Financial Analyst	BOCA RATON, FL	0	10	n/a	no
YANG LIU	Chartered Financial Analyst	BOCA RATON, FL \| BETHESDA, MD	0	13	n/a	no
WAYNE ANTHONY WICKER	Chartered Financial Analyst	MCLEAN, VA \| BOCA RATON, FL	0	36	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIELDS, BYRON, LUCIEN	MANAGING PARTNER	D	yes	08/2022	Jul 15, 2022	Nov 20, 2024
GRAFF CAPITAL	Member	E	yes	07/2022	Mar 8, 2023	Nov 20, 2024
GRAFF, AUSTIN, MERLE	MANAGING MEMBER	E	yes	07/2022	Jul 15, 2022	Nov 20, 2024
GRAFF, AUSTIN, MERLE	FOUNDER/CIO	Na	yes	07/2022	Jul 15, 2022	Nov 20, 2024
O'BANION, JOE-BEN	MANAGING PARTNER	C	yes	08/2022	Jul 15, 2022	Nov 20, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Jul 15, 2022	Nov 20, 2024
TITLEIST ASSET MANAGEMENT, LLC	Member	B	no	03/2023	Mar 8, 2023	Nov 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TITLEIST ASSET MANAGEMENT, LLC	n/a	Independent wealth	$2.8B	N	yes	n/a
SHOREBIRD CAPITAL, LP	n/a	No RAUM reported	$0	Y	yes	n/a
TITLEIST CAPITAL, LLC	n/a	Former SEC adviser	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$348M	$348M	11	6	1	n/a	n/a
2024	Mar 26, 2025	$135M	$135M	6	4	1	n/a	n/a
2023	Mar 13, 2024	$76.8M	$76.8M	4	2	1	n/a	n/a
2022	Mar 28, 2023	$85.0M	$85.0M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$348M	$135M	158.0%	$85.0M	60.1%	11	6	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TITLEIST ASSET MANAGEMENT, LLC	2	Jan 2, 2025	Jan 1, 2025	SAN ANTONIO, TX	Team lift out	Other	6.7%

Relationships

Affiliated with (3)

→ TITLEIST CAPITAL, LLCRegistered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
→ SHOREBIRD CAPITAL, LPRegistered adviserother investment adviser, control, common control
factForm ADV
→ TITLEIST ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (6)

← WAYNE ANTHONY WICKERAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← YANG LIUAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← LAUREN M HARMONAdvisorregistration: current employment
Mar 31, 2026 to presentfactForm ADV
← AUSTIN MERLE GRAFFAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MANAV JAYPRAKASH SHAHAdvisorregistration: current employment
Nov 11, 2024 to presentfactForm ADV
← Alan GraffAdvisorregistration: current employment
Mar 17, 2023 to presentfactForm ADV

Controls (5)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 15, 2022 to Nov 20, 2024factForm ADV
← O'BANION, JOE-BENOwnerMANAGING PARTNER, ownership code C, individual
Jul 15, 2022 to Nov 20, 2024factForm ADV
← FIELDS, BYRON, LUCIENOwnerMANAGING PARTNER, ownership code D, individual
Jul 15, 2022 to Nov 20, 2024factForm ADV
← GRAFF, AUSTIN, MERLEOwnerMANAGING MEMBER, ownership code E, individual
Jul 15, 2022 to Nov 20, 2024factForm ADV
← GRAFF CAPITALOwnerMEMBER, ownership code E, domestic entity
Mar 8, 2023 to Nov 20, 2024factForm ADV

Owns (1)

← TITLEIST ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code B, domestic entity
Mar 8, 2023 to Nov 20, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Opal Capital Llc reported RAUM $348.3M, up 158% from $135.0M (2026-02-27 to 2026-03-27)
Form ADVobserved 6 days ago
$213M
Occurred
Jan 2, 2025
Team lift-out
2 advisors left Titleist Asset Management, LLC (San Antonio, TX) for Opal Capital LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 15, 2022
First Form ADV filing
Opal Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5caf66e5-897c-0d65-383a-29981eaa58ce
First observed: Jul 15, 2022
Last observed: Jul 17, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPAL CAPITAL LLC

CRD 322755

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5caf66e5-897c-0d65-383a-29981eaa58ce

Data as of Jul 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Alan Graff

n/a

WAUKEE, IA | BOCA RATON, FL

MANAV JAYPRAKASH SHAH

Chartered Financial Analyst

BOCA RATON, FL

n/a

AUSTIN MERLE GRAFF

Chartered Financial Analyst

BOCA RATON, FL

LAUREN M HARMON

Chartered Financial Analyst

BOCA RATON, FL

n/a

YANG LIU

Chartered Financial Analyst

BOCA RATON, FL | BETHESDA, MD

n/a

WAYNE ANTHONY WICKER

Chartered Financial Analyst

MCLEAN, VA | BOCA RATON, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIELDS, BYRON, LUCIEN

MANAGING PARTNER

yes

08/2022

Jul 15, 2022

Nov 20, 2024

GRAFF CAPITAL

Member

yes

07/2022

Mar 8, 2023

Nov 20, 2024

GRAFF, AUSTIN, MERLE

MANAGING MEMBER

yes

07/2022

Jul 15, 2022

Nov 20, 2024

GRAFF, AUSTIN, MERLE

FOUNDER/CIO

yes

07/2022

Jul 15, 2022

Nov 20, 2024

O'BANION, JOE-BEN

MANAGING PARTNER

yes

08/2022

Jul 15, 2022

Nov 20, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

07/2022

Jul 15, 2022

Nov 20, 2024

TITLEIST ASSET MANAGEMENT, LLC

Member

03/2023

Mar 8, 2023

Nov 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TITLEIST ASSET MANAGEMENT, LLC

n/a

Independent wealth

$2.8B

yes

n/a

SHOREBIRD CAPITAL, LP

n/a

No RAUM reported

yes

n/a

TITLEIST CAPITAL, LLC

n/a

Former SEC adviser

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$348M

n/a

2024

Mar 26, 2025

$135M

n/a

2023

Mar 13, 2024

$76.8M

n/a

2022

Mar 28, 2023

$85.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$348M

$135M

158.0%

$85.0M

60.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TITLEIST ASSET MANAGEMENT, LLC

Jan 2, 2025

Jan 1, 2025

SAN ANTONIO, TX

Team lift out

Other

6.7%