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Advisor at ARKADIOS WEALTH ADVISORS
HOOSICK FALLS, NY | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Oct 17, 2018 | n/a | yes | ATLANTA, GA|HOOSICK FALLS, NY | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Oct 17, 2018 | no | ATLANTA, GA|ATLANTA, GA|HOOSICK FALLS, NY|Hoosick Falls, NY | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Sep 20, 2010 | Feb 13, 2013 | no | ATLANTA, GA | Previous registration |
| YIELDQUEST ADVISORS, LLC | Former SEC adviser | Nov 10, 2004 | Sep 30, 2010 | no | ATLANTA, GA | Previous registration |
| REGISTER FINANCIAL ASSOCIATES, INC. | n/a | Sep 17, 2004 | Nov 10, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ARKADIOS WEALTH ADVISORS | Oct 17, 2018 | Oct 17, 2018 | 0 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| YIELDQUEST ADVISORS, LLC | MORGAN KEEGAN & COMPANY, LLC | Sep 30, 2010 | Sep 20, 2010 | -10 | Firm change | Other |
| REGISTER FINANCIAL ASSOCIATES, INC. | YIELDQUEST ADVISORS, LLC | Nov 10, 2004 | Nov 10, 2004 | 0 | Firm change | Other |