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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

AMY SUE GRUNDEN

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

HUNTSVILLE, OH

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Search this name across graphsid dfx:ria:2b2c0262-cea0-43c5-6b76-84def00ae302

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 24, 2003
First registration: Nov 28, 2003
Dual registered: yes, broker-dealer
Other names: AMY S CLARK|AMY SUE CLARK
IAPD individual key: 4627380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jun 23, 2016	n/a	yes	HUNTSVILLE, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	May 26, 2006	Jun 7, 2016	no	COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jan 3, 2006	no	DUBLIN, OH	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jan 13, 2005	Jul 6, 2005	no	DUBLIN, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 28, 2003	Jan 3, 2005	no	BELLEFONTAINE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jun 7, 2016	Jun 23, 2016	16	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HUNTINGTON FINANCIAL ADVISORS	Jan 3, 2006	May 26, 2006	143	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
PRUCO SECURITIES, LLC	BANC ONE SECURITIES CORPORATION	Jan 3, 2005	Jan 13, 2005	10	Firm change	Other

Relationships

Registered with (5)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Jun 23, 2016 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 26, 2006 to Jun 7, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jan 3, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 13, 2005 to Jul 6, 2005factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 28, 2003 to Jan 3, 2005factForm ADV

Dated events

No dated event names this entity yet.