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D••••• M• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant18 years in industry

D••••• M• C••••••••

Advisor at L••••••• F••••••••• I•••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:2b3cc459-3bc1-66f2-ee6a-0bfc5e74f4bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• F••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• F••••••••• I•••	State registered	Jan 3, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jan 10, 2017	May 9, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	L••••••• F••••••••• I•••	May 9, 2017	Jan 3, 2025	2,796	Firm change after gap	Other
H• B•••• I•••	C•••• C•••••• S••••••••• L•••	Dec 31, 2016

Relationships

Registered with (5)

→ L••••••• F••••••••• I•••Registered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jan 10, 2017 to May 9, 2017factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Nov 30, 2011 to Dec 31, 2016factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b3cc459-3bc1-66f2-ee6a-0bfc5e74f4bb
First observed: Jan 31, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.