DFX Intelligence

R•••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant36 years in industry

R•••• L•• H•••••

Advisor at K•• W••••• P•••••••

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b3d1900-5929-2056-a798-ad41c64561eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 3, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• P•••••••	State registered	Aug 21, 2024	n/a	yes	NORTHBROOK, IL	Current employment
P••••••••• A•••••• G••••• L••	n/a	Jan 9, 2008	Jul 22, 2024	no	SPRINGFIELD, MO\|BRANSON, MO\|CEDARCREEK, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• A•••••• G••••• L••	K•• W••••• P•••••••	Jul 22, 2024	Aug 21, 2024	30	Firm change	Other
E•••• P•••• A•••• M••••••••• I•••	P••••••••• A•••••• G••••• L••	Jan 9, 2008	Jan 9, 2008

Relationships

Registered with (4)

→ K•• W••••• P•••••••Registered adviserregistration: current employment
Aug 21, 2024 to presentfactForm ADV
→ P••••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jan 9, 2008 to Jul 22, 2024factForm ADV
→ E•••• P•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 27, 2007 to Jan 9, 2008factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Jul 22, 2024
A•••••• firm change
R•••• L•• H••••• left P••••••••• A•••••• G••••• L•• for K•• W••••• P••••••• (registered 2024-08-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b3d1900-5929-2056-a798-ad41c64561eb
First observed: Apr 25, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.