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S•••• S• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industrynot currently registered

S•••• S• K•••••

Advisor at V••••• W••••• M•••••••• I•••

Aventura, FL | PARAMUS, NJ

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Search this name across graphsid dfx:ria:2b3ec994-eecd-328b-29c3-9839c8c801ec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jan 10, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• W••••• M•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• W••••• M•••••••• I•••	Independent wealth	Jul 27, 2023	n/a	yes	PARAMUS, NJ\|Aventura, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 10, 2022	Mar 1, 2023	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	V••••• W••••• M•••••••• I•••	Mar 1, 2023	Jul 27, 2023	148	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ V••••• W••••• M•••••••• I•••Registered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2022 to Mar 1, 2023factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 1, 2023
Advisor changed firm
S•••• S• K••••• left J••• M••••• S••••••••• L•• for V••••• W••••• M•••••••• I••• (registered 2023-07-27)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
S•••• S• K••••• no longer holds an investment adviser registration (last listed at V••••• W••••• M•••••••• I••• on the 2026-09-15 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b3ec994-eecd-328b-29c3-9839c8c801ec
First observed: Jan 10, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.