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V••••• W••••• M•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

V••••• W••••• M•••••••• I•••

CRD 108879

PARAMUS, NJ

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Search this name across graphsid dfx:ria:d34fa8d0-1805-d613-7dd3-2585e5ac9067

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 33
On other graphs: 0
Observed: Mar 28, 2012 to Mar 31, 2026
60 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.0 institutional_share=0.16 related_bd=true related_bank=false bd_reps=41.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.5B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 48
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 28

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• L•••• G••••••	n/a	PARAMUS, NJ	10	13	n/a	no
J••• J••••• D•••••	Chartered Financial Analyst	PARAMUS, NJ	4	12

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• M•••••••	Director	Na	yes	04/2023	Mar 31, 2026	Mar 31, 2026
G•••••• C••••••••• J••	GENERAL COUNSEL, CORPORATE SECRETARY	Na	yes	07/2023	Mar 31, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••• F•••••••• M••••••••• I•••	n/a	Bd affiliated wealth	$473,254	N	yes	n/a
V••••• I•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Aventura	FL	United States	12	yes
NEW YORK	NY	United States	12	yes
LOS ANGELES	CA	United States	3	yes
CORAL GABLES	FL	United States	2	yes
WEST PALM BEACH	FL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	5	-1	10.4%	1	0	0	12	11

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$2.3B	15.9%	$1.8B	13.5%	54	54	12	12

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V••••• F•••••••• M••••••••• I•••	3	Jul 26, 2023	Jul 27, 2023	NEW YORK, NY	Team lift out	Ibd to RIA	27.3%
N•• C•••••• A•••• M••••••••• I•••	3	Apr 7, 2016

Relationships

showing 80 of 83

Registered with (62)

← Sean MoroAdvisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← CARLOS MIGUEL BATISTA GUTIERREZAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← Brian Joshua YcazaAdvisorregistration: current employment
Jan 19, 2026 to presentfactForm ADV
← B••••NA ROSE VANACORE

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 8, 2026
Advisor changed firm
Jacqueline Alberte Gilbert left V••••• W••••• M•••••••• I••• for Citizens Securities, Inc. (registered 2026-04-17)
Form ADVobserved 7 days ago
Occurred
Jan 15, 2026
Advisor changed firm
Eric Sprung left V••••• W••••• M•••••••• I••• for Valic Financial Advisors, Inc. (registered 2026-04-20)
Form ADVobserved 7 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Sharon Dvir left V••••• W••••• M•••••••• I••• for Cetera Investment Advisers Llc (registered 2026-02-02)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d34fa8d0-1805-d613-7dd3-2585e5ac9067
First observed: Mar 28, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.