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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Scott I Liston

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b46c98a-9182-dece-40b2-d946abea6acb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 4, 2006
First registration: Mar 18, 2011
Dual registered: yes, broker-dealer
Other names: SCOTT LISTON
IAPD individual key: 5016025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Sep 26, 2012	n/a	yes	Needham, MA\|Newtonville, MA\|NEWTON, MA\|Brighton, MA\|BOSTON, MA\|Boston, MA\|Salem, NH\|Boston, MA\|Boston, MA\|Boston, MA\|Roxbury, MA\|Wollaston, MA\|Boston, MA\|Roxbury, MA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2011	Sep 19, 2012	no	BOSTON, MA\|COHASSET, MA\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA\|COHASSET, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SANTANDER SECURITIES	Sep 19, 2012	Sep 26, 2012	7	Bulk transfer	Other

Relationships

Registered with (2)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Sep 26, 2012 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 18, 2011 to Sep 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b46c98a-9182-dece-40b2-d946abea6acb
First observed: Mar 18, 2011
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Scott I Liston

Advisor at SANTANDER SECURITIES

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b46c98a-9182-dece-40b2-d946abea6acb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SANTANDER SECURITIES

Bd affiliated wealth

Sep 26, 2012

n/a

yes

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 18, 2011

Sep 19, 2012

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

SANTANDER SECURITIES

Sep 19, 2012

Sep 26, 2012

Bulk transfer

Other