DFX Intelligence

C••••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

C••••••• R••••• B••••

Advisor at G••••••••• A•••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:2b4f5bb9-a3fc-2ee4-1004-3b1ecaf0d817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• A•••••••	Independent wealth	Mar 18, 2025	n/a	yes	DALLAS, TX	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Oct 23, 2020	Mar 31, 2025	no	WESTLAKE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	G••••••••• A•••••••	Mar 31, 2025	Mar 18, 2025	-13	Firm change	Ibd to RIA
P•• A••••••• S•••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Jul 2, 2020	Oct 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:125648:TX:2020-01-03	Jan 3, 2020	Jan 6, 2020	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ G••••••••• A•••••••Registered adviserregistration: current employment
Mar 18, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 23, 2020 to Mar 31, 2025factForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2020 to Jul 2, 2020factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b4f5bb9-a3fc-2ee4-1004-3b1ecaf0d817
First observed: Aug 31, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.