DFX Intelligence

W•••••••• A••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W•••••••• A••••••• G•••• L••

CRD 334668

COLUMBIA, MO

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Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2025 to Sep 18, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $327M••• Locked
Discretionary RAUM: $327M
Private client RAUM: $326Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $65.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••••• J••• D••••••	Certified Financial Planner	COLUMBIA, MO	1	13	3	no
C•••••• W•••• W••••••••	Certified Financial Planner	COLUMBIA, MO	1	41

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••••• C••••••• W••••	Member	E	yes	01/2025	Sep 1, 2026	Sep 1, 2026
H•••••••• J•••••	CHIEF INVESTMENT OFFICER	Na	no	02/2025	Sep 1, 2026	Sep 1, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$327M	$272M	20.2%	n/a	n/a	10	8	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W• W••••• P••••••• L••	4	Mar 27, 2025	Feb 16, 2025	COLUMBIA, MO	Team lift out	RIA to new firm	44.4%

Relationships

Registered with (5)

← B••••• L•• B•••••Advisorregistration: current employment
Sep 4, 2026 to presentfactForm ADV
← C•••••• W•••• W••••••••Advisorregistration: current employment
Feb 16, 2025 to presentfactForm ADV
← T••••• P•••• S••••••Advisorregistration: current employment
Feb 16, 2025 to presentfactForm ADV
← G••••• M•••••• B•••••

Dated events

Order

Occurred
27 Mar 2025
Team lift-out
••• Locked
Form ADV
4 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 21, 2025
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.